PS
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Principal Securities’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Principal Securities’s Portfolio SDOG Stock Details SDOG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-100
Closed -$6.02K – 3136
2025
Q3 		$6.02K Sell
100
-200
-67% -$11.8K ﹤0.01% 2906
2025
Q2 		$17.2K Buy
+300
New +$16.7K ﹤0.01% 2395

Other funds holding SDOG

Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Principal Securities's SDOG Position: Q4 2025 in Review

Principal Securities sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q4 2025, closing a stake of 100 shares — an estimated $6.02K sold.

Principal Securities first reported a position in SDOG in Q2 2025 and held it in 2 quarters. The position peaked at $17.2K in Q2 2025. 162 funds tracked by Wall St. Rank hold SDOG as of Q4 2025.

  • Principal Securities reported no remaining ALPS Sector Dividend Dogs ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 100 ALPS Sector Dividend Dogs ETF shares in Q4 2025, an estimated $6.02K.
  • Principal Securities first reported a position in ALPS Sector Dividend Dogs ETF in Q2 2025 and held it in 2 quarters.
  • Principal Securities's ALPS Sector Dividend Dogs ETF position peaked at $17.2K in Q2 2025.
  • 162 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.