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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSNL icon
3126
Personalis
PSNL
$1.26B
$1.05K ﹤0.01%
195
-10
-5% -$41
BOKF icon
3127
BOK Financial
BOKF
$8.64B
$1.05K ﹤0.01%
+10
New +$1.01K
PETS icon
3128
PetMed Express
PETS
$42.5M
$1.04K ﹤0.01%
284
– –
SHYD icon
3129
VanEck Short High Yield Muni ETF
SHYD
$447M
$1.04K ﹤0.01%
46
-536
-92% -$12.1K
DBB icon
3130
Invesco DB Base Metals Fund
DBB
$306M
$1.04K ﹤0.01%
50
-100
-67% -$1.95K
CPRX
3131
DELISTED
Catalyst Pharmaceutical
CPRX
$1.03K ﹤0.01%
52
+24
+86% +$445
PKE icon
3132
Park Aerospace
PKE
$745M
$1.03K ﹤0.01%
79
– –
GFI icon
3133
Gold Fields
GFI
$29.2B
$1.03K ﹤0.01%
67
+13
+24% +$201
LLYVK icon
3134
Liberty Live Group Series C
LLYVK
$9.11B
$1.03K ﹤0.01%
20
+15
+300% +$600
PUBM icon
3135
PubMatic
PUBM
$581M
$1.03K ﹤0.01%
69
-19
-22% -$330
INO icon
3136
Inovio Pharmaceuticals
INO
$79.8M
$1.02K ﹤0.01%
177
+137
+343% +$1.13K
VFF icon
3137
Village Farms International
VFF
$235M
$1.02K ﹤0.01%
1,100
– –
TPIC
3138
DELISTED
TPI Composites
TPIC
$1.01K ﹤0.01%
223
+155
+228% +$634
JOBY icon
3139
Joby Aviation
JOBY
$6.82B
$1.01K ﹤0.01%
200
-402
-67% -$2.19K
QSI icon
3140
Quantum-Si Incorporated
QSI
$168M
$1K ﹤0.01%
1,137
+553
+95% +$537
IDCC icon
3141
InterDigital
IDCC
$6.68B
$991 ﹤0.01%
7
– –
HTZ icon
3142
Hertz
HTZ
$572M
$990 ﹤0.01%
300
– –
APOG icon
3143
Apogee Enterprises
APOG
$850M
$980 ﹤0.01%
14
– –
HPP
3144
Hudson Pacific Properties
HPP
$834M
$975 ﹤0.01%
29
– –
NBTB icon
3145
NBT Bancorp
NBTB
$2.72B
$973 ﹤0.01%
+22
New +$993
LOAR icon
3146
Loar Holdings
LOAR
$6.64B
$970 ﹤0.01%
13
+7
+117% +$464
BBIO icon
3147
BridgeBio Pharma
BBIO
$16.5B
$967 ﹤0.01%
38
-103
-73% -$2.7K
PINC
3148
DELISTED
Premier
PINC
$960 ﹤0.01%
+48
New +$953
AMRC icon
3149
Ameresco
AMRC
$1.15B
$949 ﹤0.01%
25
– –
HCP
3150
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$948 ﹤0.01%
+28
New +$944
124 125
126
127 128

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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.