We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
3101
State Street SPDR Dow Jones REIT ETF
RWR
$1.92B
– –
-1,519
Closed -$152K
RXRX icon
3102
Recursion Pharmaceuticals
RXRX
$1.61B
– –
-1,240
Closed -$6.05K
RXST icon
3103
RxSight
RXST
$226M
– –
-651
Closed -$5.85K
RYAAY icon
3104
Ryanair
RYAAY
$30.2B
– –
-1,081
Closed -$65.1K
RYAN icon
3105
Ryan Specialty Holdings
RYAN
$5.6B
– –
-2,245
Closed -$127K
RYN icon
3106
Rayonier
RYN
$6.59B
– –
-42
Closed -$1.06K
RZG icon
3107
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
– –
-177
Closed -$9.64K
RZV icon
3108
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$295M
– –
-275
Closed -$32.5K
S icon
3109
SentinelOne
S
$6.19B
– –
-127
Closed -$2.24K
SAFT icon
3110
Safety Insurance
SAFT
$1.52B
– –
-26
Closed -$1.84K
SAIC icon
3111
Saic
SAIC
$5.02B
– –
-436
Closed -$43.3K
SAM icon
3112
Boston Beer
SAM
$1.92B
– –
-367
Closed -$77.6K
SAND
3113
DELISTED
Sandstorm Gold
SAND
– –
-5,711
Closed -$71.5K
SANM icon
3114
Sanmina
SANM
$10.8B
– –
-1,256
Closed -$145K
ECHO
3115
EchoStar
ECHO
$25.1B
– –
-43
Closed -$3.28K
SAUG icon
3116
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
– –
-500
Closed -$12.5K
FLNA
3117
Filana Therapeutics
FLNA
$43.6M
– –
-25
Closed -$73
SBAC icon
3118
SBA Communications
SBAC
$18.5B
– –
-720
Closed -$139K
SBET icon
3119
Sharplink Inc
SBET
$1.31B
– –
-650
Closed -$11.1K
SBCF icon
3120
Seacoast Banking Corp of Florida
SBCF
$3.25B
– –
-674
Closed -$20.5K
SBRA icon
3121
Sabra Healthcare REIT
SBRA
$5.64B
– –
-3,949
Closed -$73.6K
SBR
3122
Sabine Royalty Trust
SBR
$1.06B
– –
-41
Closed -$3.26K
SBS icon
3123
Sabesp
SBS
$19.8B
– –
-1,392
Closed -$6.72K
SCCO icon
3124
Southern Copper
SCCO
$138B
– –
-53
Closed -$6.31K
SCHC icon
3125
Schwab International Small-Cap Equity ETF
SCHC
$5.36B
– –
-3,037
Closed -$138K
123 124
125
126 127

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.