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Principal Securities’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Principal Securities’s Portfolio SAUG Stock Details SAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-500
Closed -$12.5K – 3117
2025
Q3 		$12.5K Buy
+500
New +$12.1K ﹤0.01% 2630

Other funds holding SAUG

Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
AFAS
Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Principal Securities's SAUG Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q4 2025, closing a stake of 500 shares — an estimated $12.5K sold.

Principal Securities first reported a position in SAUG in Q3 2025 and held it in 1 quarter. The position peaked at $12.5K in Q3 2025. 56 funds tracked by Wall St. Rank hold SAUG as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Small Cap Moderate Buffer ETF August position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 500 FT Vest US Small Cap Moderate Buffer ETF August shares in Q4 2025, an estimated $12.5K.
  • Principal Securities first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2025 and held it in 1 quarter.
  • Principal Securities's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $12.5K in Q3 2025.
  • 56 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.