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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
3076
Valley National Bancorp
VLY
$7.93B
$1.3K ﹤0.01%
143
-1,260
-90% -$10.2K
ATNI icon
3077
ATN International
ATNI
$361M
$1.29K ﹤0.01%
40
– –
RYN icon
3078
Rayonier
RYN
$6.49B
$1.29K ﹤0.01%
44
-8
-15% -$218
UAA icon
3079
Under Armour
UAA
$3B
$1.28K ﹤0.01%
+144
New +$1.07K
ARCT icon
3080
Arcturus Therapeutics
ARCT
$157M
$1.28K ﹤0.01%
55
– –
ECPG icon
3081
Encore Capital Group
ECPG
$1.93B
$1.28K ﹤0.01%
27
-66
-71% -$3.13K
UVV icon
3082
Universal Corp
UVV
$1.34B
$1.27K ﹤0.01%
24
– –
OTEX icon
3083
Open Text
OTEX
$5.43B
$1.26K ﹤0.01%
38
+25
+192% +$787
TMDX icon
3084
Transmedics
TMDX
$2.5B
$1.26K ﹤0.01%
8
+7
+700% +$1.08K
NOVT icon
3085
Novanta
NOVT
$5.04B
$1.25K ﹤0.01%
7
+2
+40% +$348
NVCR icon
3086
NovoCure
NVCR
$2.04B
$1.25K ﹤0.01%
80
-6
-7% -$109
LBRDK icon
3087
Liberty Broadband Class C
LBRDK
$4.15B
$1.24K ﹤0.01%
16
+12
+300% +$741
UA icon
3088
Under Armour Class C
UA
$2.92B
$1.24K ﹤0.01%
+148
New +$1.06K
ARHS icon
3089
Arhaus
ARHS
$1.12B
$1.23K ﹤0.01%
100
– –
FLO icon
3090
Flowers Foods
FLO
$1.64B
$1.22K ﹤0.01%
53
-29
-35% -$658
PACB icon
3091
Pacific Biosciences
PACB
$422M
$1.22K ﹤0.01%
719
+350
+95% +$575
CMDT icon
3092
PIMCO Commodity Strategy Active Exchange-Traded Fund
CMDT
$810M
$1.2K ﹤0.01%
+45
New +$1.18K
CVI icon
3093
CVR Energy
CVI
$3.36B
$1.2K ﹤0.01%
+52
New +$1.29K
NVEC icon
3094
NVE Corp
NVEC
$569M
$1.2K ﹤0.01%
15
– –
PLL
3095
DELISTED
Piedmont Lithium
PLL
$1.2K ﹤0.01%
134
+80
+148% +$723
VERV
3096
DELISTED
Verve Therapeutics
VERV
$1.19K ﹤0.01%
246
+80
+48% +$465
CWAN
3097
DELISTED
Clearwater Analytics
CWAN
$1.19K ﹤0.01%
+47
New +$1.06K
DOCS icon
3098
Doximity
DOCS
$3.67B
$1.18K ﹤0.01%
27
-299
-92% -$9.97K
SBR
3099
Sabine Royalty Trust
SBR
$1.08B
$1.17K ﹤0.01%
19
– –
LBTYK icon
3100
Liberty Global Class C
LBTYK
$3.27B
$1.17K ﹤0.01%
+54
New +$1.07K
122 123
124
125 126

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.