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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBA icon
3051
Pembina Pipeline
PBA
$29.9B
$1.4K ﹤0.01%
34
-105
-76% -$4.11K
SNAP icon
3052
Snap
SNAP
$7.32B
$1.4K ﹤0.01%
131
-28
-18% -$319
TWO
3053
Two Harbors Investment
TWO
$1.27B
$1.4K ﹤0.01%
101
+46
+84% +$627
PKX icon
3054
POSCO
PKX
$15.8B
$1.4K ﹤0.01%
20
+4
+25% +$261
PARAA
3055
DELISTED
Paramount Global Class A
PARAA
$1.4K ﹤0.01%
+64
New +$1.42K
CASH icon
3056
Pathward Financial
CASH
$1.81B
$1.39K ﹤0.01%
21
-195
-90% -$12.5K
VRNA
3057
DELISTED
Verona Pharma
VRNA
$1.38K ﹤0.01%
48
+22
+85% +$541
LASR icon
3058
nLIGHT
LASR
$3.95B
$1.38K ﹤0.01%
129
– –
ENIC icon
3059
Enel Chile
ENIC
$5.96B
$1.36K ﹤0.01%
489
+149
+44% +$411
HTRB icon
3060
Hartford Total Return Bond ETF
HTRB
$2.22B
$1.36K ﹤0.01%
+39
New +$1.34K
INDB icon
3061
Independent Bank
INDB
$4.05B
$1.36K ﹤0.01%
23
+11
+92% +$647
WLY icon
3062
John Wiley & Sons Class A
WLY
$2.52B
$1.35K ﹤0.01%
+28
New +$1.29K
RDUS
3063
DELISTED
Radius Recycling
RDUS
$1.33K ﹤0.01%
72
+27
+60% +$431
RPRX icon
3064
Royalty Pharma
RPRX
$26.1B
$1.33K ﹤0.01%
47
-1
-2% -$28
MYRG icon
3065
MYR Group
MYRG
$5.9B
$1.33K ﹤0.01%
13
-93
-88% -$10.6K
DNA icon
3066
Ginkgo Bioworks
DNA
$481M
$1.33K ﹤0.01%
163
+95
+140% +$952
VIV icon
3067
Telefônica Brasil
VIV
$22.4B
$1.32K ﹤0.01%
129
– –
HSII
3068
DELISTED
Heidrick & Struggles
HSII
$1.32K ﹤0.01%
34
– –
MTX icon
3069
Minerals Technologies
MTX
$2.31B
$1.31K ﹤0.01%
17
– –
RIG icon
3070
Transocean
RIG
$5.92B
$1.31K ﹤0.01%
+309
New +$1.52K
PL icon
3071
Planet Labs
PL
$7.3B
$1.31K ﹤0.01%
586
– –
PAG icon
3072
Penske Automotive Group
PAG
$14.3B
$1.3K ﹤0.01%
+8
New +$1.28K
PI icon
3073
Impinj
PI
$3.89B
$1.3K ﹤0.01%
+6
New +$1.02K
DRS icon
3074
Leonardo DRS
DRS
$12.8B
$1.3K ﹤0.01%
46
-29
-39% -$797
CVR icon
3075
Chicago Rivet & Machine Co
CVR
$9.56M
$1.3K ﹤0.01%
72
– –
121 122
123
124 125

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.