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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
3026
Axsome Therapeutics
AXSM
$12.3B
$4.01K ﹤0.01%
33
+5
+18% +$563
HWC icon
3027
Hancock Whitney
HWC
$6.12B
$4.01K ﹤0.01%
64
– –
BEAM icon
3028
Beam Therapeutics
BEAM
$2.6B
$4K ﹤0.01%
165
-9
-5% -$179
BNDD icon
3029
Quadratic Deflation ETF
BNDD
$25M
$4K ﹤0.01%
40
– –
IMAX icon
3030
IMAX
IMAX
$2.44B
$4K ﹤0.01%
122
– –
LXP icon
3031
LXP Industrial Trust
LXP
$3.54B
$3.98K ﹤0.01%
89
-2
-2% -$86
OGN icon
3032
Organon & Co
OGN
$3.56B
$3.95K ﹤0.01%
370
+124
+50% +$1.22K
SFYF icon
3033
SoFi Social 50 ETF
SFYF
$38.9M
$3.95K ﹤0.01%
+72
New +$3.62K
ZD icon
3034
Ziff Davis
ZD
$1.94B
$3.92K ﹤0.01%
103
+34
+49% +$1.19K
EMO
3035
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$3.92K ﹤0.01%
87
-14
-14% -$660
TTMI icon
3036
TTM Technologies
TTMI
$12.5B
$3.92K ﹤0.01%
68
– –
ZG icon
3037
Zillow
ZG
$7.31B
$3.87K ﹤0.01%
52
-40
-43% -$3.15K
JKS
3038
JinkoSolar
JKS
$793M
$3.85K ﹤0.01%
160
-23
-13% -$542
IRDM icon
3039
Iridium Communications
IRDM
$4.85B
$3.84K ﹤0.01%
220
-124
-36% -$3.06K
OBDC icon
3040
Blue Owl Capital
OBDC
$5.41B
$3.83K ﹤0.01%
300
-600
-67% -$8.54K
INN
3041
Summit Hotel Properties
INN
$754M
$3.79K ﹤0.01%
690
– –
EFC
3042
Ellington Financial
EFC
$1.69B
$3.76K ﹤0.01%
290
– –
LTC
3043
LTC Properties
LTC
$2.15B
$3.76K ﹤0.01%
102
+5
+5% +$178
RVNU icon
3044
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$3.73K ﹤0.01%
151
-162
-52% -$3.87K
ARX
3045
Accelerant Holdings
ARX
$3.19B
$3.72K ﹤0.01%
+250
New +$5.86K
UTMD icon
3046
Utah Medical Products
UTMD
$216M
$3.71K ﹤0.01%
59
– –
IQDF icon
3047
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$3.71K ﹤0.01%
130
– –
FIZZ icon
3048
National Beverage
FIZZ
$2.94B
$3.69K ﹤0.01%
100
– –
GEMD icon
3049
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.6M
$3.65K ﹤0.01%
87
-11
-11% -$455
PALL icon
3050
abrdn Physical Palladium Shares ETF
PALL
$618M
$3.65K ﹤0.01%
+160
New +$3.42K
120 121
122
123 124

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.