We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
3001
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-300
Closed -$8.24K
QQXT icon
3002
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$154M
– –
-190
Closed -$18.8K
QRVO icon
3003
Qorvo
QRVO
$7.93B
– –
-180
Closed -$16.4K
QS icon
3004
QuantumScape Corp
QS
$3.19B
– –
-558
Closed -$6.88K
QSI icon
3005
Quantum-Si Incorporated
QSI
$171M
– –
-6,641
Closed -$9.36K
QSPT icon
3006
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$618M
– –
-1,200
Closed -$37.3K
QTWO icon
3007
Q2 Holdings
QTWO
$3.64B
– –
-36
Closed -$2.61K
QUBT icon
3008
Quantum Computing Inc
QUBT
$1.8B
– –
-1,508
Closed -$27.8K
QURE icon
3009
uniQure
QURE
$2.63B
– –
-19
Closed -$1.11K
QUS icon
3010
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
– –
-550
Closed -$94.2K
ACVU
3011
Hartford Alpha Capture Value ETF
ACVU
$184M
– –
-609
Closed -$16.2K
R icon
3012
Ryder
R
$10.3B
– –
-478
Closed -$90.2K
RAAX icon
3013
VanEck Inflation Allocation ETF
RAAX
$1.13B
– –
-100
Closed -$3.45K
RAMP icon
3014
LiveRamp
RAMP
$2.3B
– –
-134
Closed -$3.64K
RBA icon
3015
RB Global
RBA
$21.7B
– –
-507
Closed -$54.9K
RBB icon
3016
RBB Bancorp
RBB
$451M
– –
-13
Closed -$244
RBC icon
3017
RBC Bearings
RBC
$18.5B
– –
-87
Closed -$34K
RCKT icon
3018
Rocket Pharmaceuticals
RCKT
$355M
– –
-42
Closed -$137
RCI icon
3019
Rogers Communications
RCI
$17.7B
– –
-217
Closed -$7.48K
RCS
3020
PIMCO Strategic Income Fund
RCS
$243M
– –
-2,663
Closed -$20.2K
RDIV icon
3021
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-200
Closed -$10.4K
RDN icon
3022
Radian Group
RDN
$5.18B
– –
-192
Closed -$6.94K
RDNT icon
3023
RadNet
RDNT
$4.84B
– –
-8
Closed -$610
RDW icon
3024
Redwire
RDW
$2.11B
– –
-73
Closed -$656
RDWR icon
3025
Radware
RDWR
$1.23B
– –
-4
Closed -$106
119 120
121
122 123

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.