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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYM icon
3001
Symbotic
SYM
$5.19B
$1.68K ﹤0.01%
69
– –
MNRO icon
3002
Monro
MNRO
$528M
$1.67K ﹤0.01%
58
+26
+81% +$672
OMGA
3003
DELISTED
Omega Therapeutics, Inc. Common Stock
OMGA
$1.67K ﹤0.01%
+1,370
New +$2.18K
SCHL icon
3004
Scholastic
SCHL
$772M
$1.67K ﹤0.01%
52
-75
-59% -$2.4K
HLIT icon
3005
Harmonic Inc
HLIT
$1.19B
$1.66K ﹤0.01%
114
– –
RNAM
3006
DELISTED
Avidity Biosciences
RNAM
$1.65K ﹤0.01%
+36
New +$1.56K
OTLY
3007
Oatly Group
OTLY
$429M
$1.65K ﹤0.01%
97
+20
+26% +$376
UUUU icon
3008
Energy Fuels
UUUU
$2.88B
$1.65K ﹤0.01%
+300
New +$1.56K
WOLF icon
3009
Wolfspeed
WOLF
$1.18B
$1.64K ﹤0.01%
169
-109
-39% -$1.6K
BCX icon
3010
BlackRock Resources & Commodities Strategy Trust
BCX
$891M
$1.63K ﹤0.01%
170
– –
BF.B icon
3011
Brown-Forman Class B
BF.B
$12.3B
$1.62K ﹤0.01%
33
-748
-96% -$33.6K
CADE
3012
DELISTED
Cadence Bank
CADE
$1.62K ﹤0.01%
51
+30
+143% +$929
BHF icon
3013
Brighthouse Financial
BHF
$3.64B
$1.62K ﹤0.01%
36
+30
+500% +$1.35K
SHLS icon
3014
Shoals Technologies Group
SHLS
$1.52B
$1.62K ﹤0.01%
289
+130
+82% +$777
JBLU icon
3015
JetBlue
JBLU
$2.03B
$1.62K ﹤0.01%
+247
New +$1.39K
SKY icon
3016
Champion Homes
SKY
$4.51B
$1.61K ﹤0.01%
17
-23
-58% -$1.93K
CDP icon
3017
COPT Defense Properties
CDP
$4.35B
$1.61K ﹤0.01%
+53
New +$1.51K
PMT
3018
PennyMac Mortgage Investment
PMT
$855M
$1.6K ﹤0.01%
112
+13
+13% +$181
JQUA icon
3019
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$1.58K ﹤0.01%
28
-2,505
-99% -$136K
SSYS icon
3020
Stratasys
SSYS
$699M
$1.58K ﹤0.01%
190
– –
NIU
3021
Niu Technologies
NIU
$211M
$1.56K ﹤0.01%
678
+267
+65% +$517
ARRY icon
3022
Array Technologies
ARRY
$838M
$1.56K ﹤0.01%
236
+130
+123% +$1.07K
BMBL icon
3023
Bumble
BMBL
$378M
$1.56K ﹤0.01%
244
+112
+85% +$843
NWBI icon
3024
Northwest Bancshares
NWBI
$2.27B
$1.55K ﹤0.01%
116
+51
+78% +$669
ARWR icon
3025
Arrowhead Research
ARWR
$12.3B
$1.55K ﹤0.01%
80
-4
-5% -$98
119 120
121
122 123

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.