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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SN icon
3001
SharkNinja
SN
$21.6B
$1.18K ﹤0.01%
19
– –
UMC icon
3002
United Microelectronic
UMC
$46.9B
$1.18K ﹤0.01%
146
+73
+100% +$581
PKX icon
3003
POSCO
PKX
$16B
$1.18K ﹤0.01%
15
+6
+67% +$494
DCH
3004
Dauch Corp
DCH
$1.3B
$1.17K ﹤0.01%
159
+83
+109% +$626
HLIT icon
3005
Harmonic Inc
HLIT
$1.18B
$1.17K ﹤0.01%
87
+48
+123% +$613
HRZN icon
3006
Horizon Technology Finance
HRZN
$291M
$1.16K ﹤0.01%
102
-18
-15% -$227
JKS
3007
JinkoSolar
JKS
$800M
$1.16K ﹤0.01%
46
-12
-21% -$330
HSII
3008
DELISTED
Heidrick & Struggles
HSII
$1.14K ﹤0.01%
34
– –
GT icon
3009
Goodyear
GT
$2.05B
$1.14K ﹤0.01%
83
– –
SEDG icon
3010
SolarEdge
SEDG
$2.56B
$1.14K ﹤0.01%
16
-125
-89% -$9.02K
SNCY
3011
DELISTED
Sun Country Airlines
SNCY
$1.13K ﹤0.01%
75
-235
-76% -$3.38K
MOMO
3012
Hello Group
MOMO
$876M
$1.12K ﹤0.01%
181
+3
+2% +$19
HYS icon
3013
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$1.12K ﹤0.01%
12
– –
RELY icon
3014
Remitly
RELY
$4.78B
$1.12K ﹤0.01%
54
+12
+29% +$228
CWK icon
3015
Cushman & Wakefield Ltd
CWK
$3.08B
$1.12K ﹤0.01%
107
+68
+174% +$688
SAVE
3016
DELISTED
Spirit Airlines, Inc.
SAVE
$1.11K ﹤0.01%
230
– –
COM icon
3017
Direxion Auspice Broad Commodity Strategy ETF
COM
$205M
$1.1K ﹤0.01%
+39
New +$1.09K
VIV icon
3018
Telefônica Brasil
VIV
$22.6B
$1.1K ﹤0.01%
109
+68
+166% +$715
MLAB icon
3019
Mesa Laboratories
MLAB
$533M
$1.1K ﹤0.01%
10
– –
TNC icon
3020
Tennant Co
TNC
$1.48B
$1.09K ﹤0.01%
9
-1
-10% -$102
ANDE icon
3021
Andersons Inc
ANDE
$2.52B
$1.09K ﹤0.01%
19
-1
-5% -$54
ADNT icon
3022
Adient
ADNT
$1.6B
$1.09K ﹤0.01%
33
– –
ASYS icon
3023
Amtech Systems
ASYS
$265M
$1.08K ﹤0.01%
200
– –
LUMN icon
3024
Lumen
LUMN
$6.39B
$1.07K ﹤0.01%
688
– –
GENZ
3025
VanEck Digital Native Economy ETF
GENZ
$16.8M
$1.07K ﹤0.01%
25
– –
119 120
121
122 123

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.