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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSD icon
2976
State Street SPDR S&P Semiconductor ETF
XSD
$2.67B
$4.79K ﹤0.01%
15
-658
-98% -$186K
ERTH icon
2977
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$4.76K ﹤0.01%
100
-20
-17% -$898
PRKS icon
2978
United Parks & Resorts
PRKS
$2.11B
$4.76K ﹤0.01%
92
+10
+12% +$504
SSB icon
2979
SouthState Bank Corp
SSB
$10.2B
$4.75K ﹤0.01%
48
+9
+23% +$884
FLO icon
2980
Flowers Foods
FLO
$1.64B
$4.71K ﹤0.01%
361
+158
+78% +$2.4K
PFSI icon
2981
PennyMac Financial
PFSI
$4.38B
$4.71K ﹤0.01%
38
– –
AMBA icon
2982
Ambarella
AMBA
$2.79B
$4.7K ﹤0.01%
57
+11
+24% +$799
CSMD icon
2983
Congress SMid Growth ETF
CSMD
$465M
$4.7K ﹤0.01%
+141
New +$4.56K
DRIV icon
2984
Global X Autonomous & Electric Vehicles ETF
DRIV
$373M
$4.67K ﹤0.01%
165
– –
HSTM icon
2985
HealthStream
HSTM
$809M
$4.66K ﹤0.01%
165
-18
-10% -$495
CRCL
2986
Circle Internet Group
CRCL
$15.6B
$4.64K ﹤0.01%
35
– –
GIB icon
2987
CGI
GIB
$14.5B
$4.63K ﹤0.01%
52
-6
-10% -$581
IPAY icon
2988
Amplify Mobile Payments ETF
IPAY
$167M
$4.63K ﹤0.01%
81
– –
TNDM icon
2989
Tandem Diabetes Care
TNDM
$1.14B
$4.63K ﹤0.01%
381
-55
-13% -$744
MHO icon
2990
M/I Homes
MHO
$3.82B
$4.62K ﹤0.01%
32
+6
+23% +$812
LCID icon
2991
Lucid Motors
LCID
$2.47B
$4.62K ﹤0.01%
194
-11
-5% -$249
SPGM icon
2992
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
$4.57K ﹤0.01%
+61
New +$4.37K
OLMA icon
2993
Olema Pharmaceuticals
OLMA
$1.06B
$4.56K ﹤0.01%
+466
New +$2.8K
SHC icon
2994
Sotera Health
SHC
$4.91B
$4.56K ﹤0.01%
290
– –
SFEB
2995
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$127M
$4.56K ﹤0.01%
200
– –
ABSI icon
2996
Absci
ABSI
$1.3B
$4.56K ﹤0.01%
1,500
– –
JETS icon
2997
US Global Jets ETF
JETS
$762M
$4.56K ﹤0.01%
185
– –
LITE icon
2998
Lumentum
LITE
$54.7B
$4.56K ﹤0.01%
28
+3
+12% +$374
REYN icon
2999
Reynolds Consumer Products
REYN
$5.4B
$4.55K ﹤0.01%
186
-4,234
-96% -$95.8K
FIGR
3000
Figure Technology Solutions
FIGR
$6.28B
$4.55K ﹤0.01%
+125
New +$4.86K
118 119
120
121 122

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.