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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRA icon
2976
Strategic Education
STRA
$1.71B
$1.85K ﹤0.01%
20
-1
-5% -$101
VTLE
2977
DELISTED
Vital Energy
VTLE
$1.83K ﹤0.01%
+68
New +$2.52K
WABC icon
2978
Westamerica Bancorp
WABC
$1.39B
$1.83K ﹤0.01%
37
– –
GKOS icon
2979
Glaukos
GKOS
$9.02B
$1.82K ﹤0.01%
+14
New +$1.74K
CNSL
2980
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$1.82K ﹤0.01%
392
+340
+654% +$1.55K
NTRB icon
2981
Nutriband
NTRB
$36.2M
$1.81K ﹤0.01%
300
– –
CMPS
2982
Compass Pathways
CMPS
$1.52B
$1.81K ﹤0.01%
+288
New +$2.03K
TXG icon
2983
10x Genomics
TXG
$5.87B
$1.81K ﹤0.01%
80
-3
-4% -$62
FOR icon
2984
Forestar Group
FOR
$1.44B
$1.78K ﹤0.01%
55
+43
+358% +$1.34K
SKIN icon
2985
SkinHealth Systems
SKIN
$94.9M
$1.78K ﹤0.01%
1,235
– –
XENE icon
2986
Xenon Pharmaceuticals
XENE
$6.32B
$1.77K ﹤0.01%
45
+24
+114% +$968
TTMI icon
2987
TTM Technologies
TTMI
$13.6B
$1.77K ﹤0.01%
97
– –
ACHR icon
2988
Archer Aviation
ACHR
$3.64B
$1.76K ﹤0.01%
581
+265
+84% +$1.01K
NRC icon
2989
NRC Health Common Stock
NRC
$474M
$1.76K ﹤0.01%
77
– –
BPMC
2990
DELISTED
Blueprint Medicines
BPMC
$1.76K ﹤0.01%
+19
New +$1.89K
SOPH icon
2991
SOPHiA GENETICS
SOPH
$480M
$1.76K ﹤0.01%
481
+387
+412% +$1.57K
ISEP icon
2992
Innovator International Developed Power Buffer ETF September
ISEP
$65.1M
$1.74K ﹤0.01%
+60
New +$1.68K
PBF icon
2993
PBF Energy
PBF
$7.29B
$1.73K ﹤0.01%
56
-260
-82% -$9.45K
MCFT icon
2994
MasterCraft Boat Holdings
MCFT
$588M
$1.73K ﹤0.01%
95
– –
ZUO
2995
DELISTED
Zuora, Inc.
ZUO
$1.72K ﹤0.01%
200
-50
-20% -$443
CUBI icon
2996
Customers Bancorp
CUBI
$2.59B
$1.72K ﹤0.01%
37
– –
ESP icon
2997
Espey Mfg & Electronics Corp
ESP
$172M
$1.72K ﹤0.01%
57
– –
SDGR icon
2998
Schrodinger
SDGR
$1.12B
$1.71K ﹤0.01%
92
+31
+51% +$637
SMMD icon
2999
iShares Russell 2500 ETF
SMMD
$3.58B
$1.69K ﹤0.01%
25
– –
BILL icon
3000
BILL Holdings
BILL
$4.33B
$1.69K ﹤0.01%
32
+18
+129% +$927
118 119
120
121 122

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CIA
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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.