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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWG icon
276
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.19B
$4.29M 0.07%
121,777
+24,489
+25% +$870K
PANW icon
277
Palo Alto Networks
PANW
$264B
$4.29M 0.07%
23,269
-132
-0.6% -$26.6K
IHI icon
278
iShares US Medical Devices ETF
IHI
$3.02B
$4.28M 0.07%
68,842
+10,711
+18% +$661K
MO icon
279
Altria Group
MO
$122B
$4.26M 0.07%
73,950
+8,205
+12% +$495K
ETN icon
280
Eaton
ETN
$157B
$4.25M 0.07%
13,348
+4,051
+44% +$1.44M
USB icon
281
US Bancorp
USB
$99.6B
$4.24M 0.07%
79,376
+6,172
+8% +$304K
CRH icon
282
CRH
CRH
$66.7B
$4.23M 0.07%
33,899
+5,969
+21% +$711K
ENB icon
283
Enbridge
ENB
$124B
$4.22M 0.07%
88,202
+3,947
+5% +$188K
OMC icon
284
Omnicom Group
OMC
$22.7B
$4.19M 0.06%
51,946
+12,586
+32% +$962K
MOAT icon
285
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.19M 0.06%
40,476
-1,142
-3% -$117K
MU icon
286
Micron Technology
MU
$1.04T
$4.18M 0.06%
14,651
+549
+4% +$126K
CGDG icon
287
Capital Group Dividend Growers ETF
CGDG
$5.38B
$4.17M 0.06%
117,105
+33,061
+39% +$1.16M
BENJ
288
Horizon Landmark ETF
BENJ
$267M
$4.17M 0.06%
80,437
+12,963
+19% +$669K
JPST icon
289
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.16M 0.06%
82,147
+8,050
+11% +$408K
INTU icon
290
Intuit
INTU
$81.1B
$4.13M 0.06%
6,230
+693
+13% +$458K
CME icon
291
CME Group
CME
$92.2B
$4.12M 0.06%
15,080
+2,503
+20% +$680K
RCL icon
292
Royal Caribbean
RCL
$78.7B
$4.11M 0.06%
14,721
-392
-3% -$111K
SHLD icon
293
Global X Defense Tech ETF
SHLD
$7.07B
$4.1M 0.06%
63,218
+17,323
+38% +$1.14M
KKR icon
294
KKR & Co
KKR
$89.2B
$4.04M 0.06%
31,696
+1,996
+7% +$248K
XLC icon
295
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$4.04M 0.06%
34,287
+6,882
+25% +$792K
IYC icon
296
iShares US Consumer Discretionary ETF
IYC
$1.12B
$3.97M 0.06%
38,450
+7,938
+26% +$817K
FBND icon
297
Fidelity Total Bond ETF
FBND
$26.9B
$3.95M 0.06%
85,778
+33,605
+64% +$1.56M
NAPR icon
298
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$3.94M 0.06%
73,439
-82
-0.1% -$4.35K
ANGL icon
299
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$3.9M 0.06%
132,922
+1,116
+0.8% +$32.8K
IYJ icon
300
iShares US Industrials ETF
IYJ
$1.98B
$3.87M 0.06%
26,151
+3,151
+14% +$460K
10 11
12
13 14

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.