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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIDU icon
2951
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$2.02K ﹤0.01%
+28
New +$1.91K
JKS
2952
JinkoSolar
JKS
$775M
$2.01K ﹤0.01%
75
+36
+92% +$725
SHOO icon
2953
Steven Madden
SHOO
$3.12B
$2.01K ﹤0.01%
41
+25
+156% +$1.11K
SMLF icon
2954
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$1.99K ﹤0.01%
+30
New +$1.91K
RGNX icon
2955
Regenxbio
RGNX
$623M
$1.98K ﹤0.01%
189
– –
LLYVA icon
2956
Liberty Live Group Series A
LLYVA
$8.8B
$1.98K ﹤0.01%
40
+8
+25% +$312
NARI
2957
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1.98K ﹤0.01%
48
+25
+109% +$1.2K
MBWM icon
2958
Mercantile Bank Corp
MBWM
$1.01B
$1.97K ﹤0.01%
45
– –
CENT icon
2959
Central Garden & Pet Co
CENT
$2.74B
$1.93K ﹤0.01%
53
– –
HIMX
2960
Himax Technologies
HIMX
$2.2B
$1.93K ﹤0.01%
351
+120
+52% +$760
BHM icon
2961
Bluerock Homes Trust
BHM
$34.4M
$1.93K ﹤0.01%
129
– –
CSIQ icon
2962
Canadian Solar
CSIQ
$906M
$1.93K ﹤0.01%
115
+59
+105% +$862
RDNW
2963
RideNow Group
RDNW
$247M
$1.92K ﹤0.01%
400
– –
CNA icon
2964
CNA Financial
CNA
$14.5B
$1.91K ﹤0.01%
+39
New +$1.91K
RDY icon
2965
Dr. Reddy's Laboratories
RDY
$9.82B
$1.91K ﹤0.01%
120
+25
+26% +$402
GRAB icon
2966
Grab
GRAB
$13.5B
$1.9K ﹤0.01%
500
-117
-19% -$399
WK icon
2967
Workiva
WK
$2.94B
$1.9K ﹤0.01%
24
+2
+9% +$150
EHAB
2968
DELISTED
Enhabit
EHAB
$1.9K ﹤0.01%
240
– –
CRBU icon
2969
Caribou Biosciences
CRBU
$156M
$1.88K ﹤0.01%
957
+343
+56% +$702
WES icon
2970
Western Midstream Partners
WES
$19.6B
$1.88K ﹤0.01%
49
-58
-54% -$2.29K
LYFT icon
2971
Lyft
LYFT
$5.39B
$1.87K ﹤0.01%
147
-159
-52% -$1.9K
MSGS icon
2972
Madison Square Garden
MSGS
$9.54B
$1.87K ﹤0.01%
9
– –
TITN icon
2973
Titan Machinery
TITN
$466M
$1.87K ﹤0.01%
+134
New +$2.01K
REZ icon
2974
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$1.86K ﹤0.01%
21
-86
-80% -$7.2K
UEC icon
2975
Uranium Energy
UEC
$4.71B
$1.86K ﹤0.01%
+300
New +$1.63K
117 118
119
120 121

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.