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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBR
2951
Sabine Royalty Trust
SBR
$1.06B
$1.46K ﹤0.01%
23
– –
CSIQ icon
2952
Canadian Solar
CSIQ
$936M
$1.44K ﹤0.01%
73
-80
-52% -$1.72K
STNG icon
2953
Scorpio Tankers
STNG
$3.9B
$1.43K ﹤0.01%
20
+10
+100% +$677
FNV icon
2954
Franco-Nevada
FNV
$41.4B
$1.43K ﹤0.01%
12
-113
-90% -$12.4K
UG icon
2955
United-Guardian
UG
$37.7M
$1.42K ﹤0.01%
186
– –
EBF icon
2956
Ennis
EBF
$550M
$1.42K ﹤0.01%
69
– –
AUR icon
2957
Aurora
AUR
$12.2B
$1.41K ﹤0.01%
500
– –
FNB icon
2958
FNB Corp
FNB
$6.71B
$1.41K ﹤0.01%
100
-368
-79% -$4.95K
IDYA icon
2959
IDEAYA Biosciences
IDYA
$3.54B
$1.4K ﹤0.01%
+32
New +$1.38K
XPEV icon
2960
XPeng
XPEV
$12.2B
$1.39K ﹤0.01%
181
-69
-28% -$669
SOXQ icon
2961
Invesco PHLX Semiconductor ETF
SOXQ
$2.33B
$1.39K ﹤0.01%
+36
New +$1.28K
PRME icon
2962
Prime Medicine
PRME
$544M
$1.38K ﹤0.01%
197
-55
-22% -$417
QSI icon
2963
Quantum-Si Incorporated
QSI
$171M
$1.37K ﹤0.01%
697
-194
-22% -$339
OBDC icon
2964
Blue Owl Capital
OBDC
$5.42B
$1.37K ﹤0.01%
+89
New +$1.34K
VFF icon
2965
Village Farms International
VFF
$247M
$1.36K ﹤0.01%
1,100
-1,000
-48% -$839
INFN
2966
DELISTED
Infinera Corporation Common Stock
INFN
$1.36K ﹤0.01%
226
– –
PETS icon
2967
PetMed Express
PETS
$42.1M
$1.36K ﹤0.01%
284
– –
IMAX icon
2968
IMAX
IMAX
$2.47B
$1.36K ﹤0.01%
84
+20
+31% +$304
NTRB icon
2969
Nutriband
NTRB
$36.2M
$1.36K ﹤0.01%
+300
New +$792
LLYVA icon
2970
Liberty Live Group Series A
LLYVA
$9.09B
$1.35K ﹤0.01%
32
– –
NVEC icon
2971
NVE Corp
NVEC
$568M
$1.35K ﹤0.01%
15
– –
AX icon
2972
Axos Financial
AX
$5.45B
$1.35K ﹤0.01%
25
– –
PLL
2973
DELISTED
Piedmont Lithium
PLL
$1.34K ﹤0.01%
101
+15
+17% +$241
NAVI icon
2974
Navient
NAVI
$809M
$1.34K ﹤0.01%
77
– –
FRSH icon
2975
Freshworks
FRSH
$2.99B
$1.33K ﹤0.01%
73
-6
-8% -$124
117 118
119
120 121

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.