PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,741
New
Increased
Reduced
Closed

Top Buys

1
+$62.9M
2
+$22M
3
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

1
+$20.7M
2
+$18.7M
3
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUBO icon
2901
FuboTV Inc
FUBO
$297M
– –
-9
FVAL icon
2902
Fidelity Value Factor ETF
FVAL
$1.28B
– –
-726
FVRR icon
2903
Fiverr
FVRR
$367M
– –
-67
FWONA icon
2904
Liberty Media Series A
FWONA
$19.8B
– –
-1,386
FXD icon
2905
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$257M
– –
-565
FXG icon
2906
First Trust Consumer Staples AlphaDEX Fund
FXG
$218M
– –
-389
FXH icon
2907
First Trust Health Care AlphaDEX Fund
FXH
$878M
– –
-40
FXI icon
2908
iShares China Large-Cap ETF
FXI
$5.57B
– –
-1,037
FXL icon
2909
First Trust Technology AlphaDEX Fund
FXL
$1.78B
– –
-1,063
FXN icon
2910
First Trust Energy AlphaDEX Fund
FXN
$1.29B
– –
-3,810
FXR icon
2911
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$683M
– –
-210
FXU icon
2912
First Trust Utilities AlphaDEX Fund
FXU
$819M
– –
-840
FYBR
2913
DELISTED
Frontier Communications
FYBR
– –
-163
FYC icon
2914
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.15B
– –
-271
FYX icon
2915
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.28B
– –
-313
GAB icon
2916
Gabelli Equity Trust
GAB
$1.74B
– –
-4,247
GABC icon
2917
German American Bancorp
GABC
$1.64B
– –
-313
GAME icon
2918
GameSquare
GAME
$39.3M
– –
-3,000
GATX icon
2919
GATX Corp
GATX
$6.13B
– –
-994
GAUG icon
2920
FT Vest US Equity Moderate Buffer ETF August
GAUG
$300M
– –
-1,965
GBIL icon
2921
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.62B
– –
-755
GEN icon
2922
Gen Digital
GEN
$16.2B
– –
-2,138
GFL icon
2923
GFL Environmental
GFL
$12.9B
– –
-171
GH icon
2924
Guardant Health
GH
$17.7B
– –
-441
GHYB icon
2925
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$125M
– –
-397
115 116
117
118 119