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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFRL icon
2901
PGIM Floating Rate Income ETF
PFRL
$122M
– –
-100
Closed -$5.01K
PFS icon
2902
Provident Financial Services
PFS
$3.11B
– –
-50
Closed -$964
PFSI icon
2903
PennyMac Financial
PFSI
$4.39B
– –
-38
Closed -$4.71K
PGF icon
2904
Invesco Financial Preferred ETF
PGF
$675M
– –
-4,260
Closed -$62.3K
IFLN
2905
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-571
Closed -$10.6K
PHDG icon
2906
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.5M
– –
-142
Closed -$5.28K
PHG icon
2907
Philips
PHG
$24.3B
– –
-2,320
Closed -$61K
PHI icon
2908
PLDT
PHI
$4.26B
– –
-17
Closed -$318
PHIN icon
2909
Phinia Inc
PHIN
$2.91B
– –
-193
Closed -$11.1K
PHO icon
2910
Invesco Water Resources ETF
PHO
$1.98B
– –
-413
Closed -$29.8K
PHUN icon
2911
Phunware
PHUN
$43.1M
– –
-32
Closed -$88
PI icon
2912
Impinj
PI
$3.97B
– –
-4
Closed -$723
PID icon
2913
Invesco International Dividend Achievers ETF
PID
$919M
– –
-3,174
Closed -$67.5K
PII icon
2914
Polaris
PII
$4.25B
– –
-496
Closed -$28.8K
IMVP
2915
Invesco India ETF
IMVP
$124M
– –
-100
Closed -$2.51K
PINC
2916
DELISTED
Premier
PINC
– –
-11
Closed -$306
PINK icon
2917
Simplify Health Care ETF
PINK
$374M
– –
-1,760
Closed -$55.8K
PINS icon
2918
Pinterest
PINS
$13.2B
– –
-3,073
Closed -$98.9K
PIO icon
2919
Invesco Global Water ETF
PIO
$271M
– –
-41
Closed -$1.84K
PINE
2920
Alpine Income Property Trust
PINE
$341M
– –
-19
Closed -$269
PIZ icon
2921
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
– –
-190
Closed -$9.06K
PJT icon
2922
PJT Partners
PJT
$4.36B
– –
-229
Closed -$40.7K
PKB icon
2923
Invesco Building & Construction ETF
PKB
$441M
– –
-68
Closed -$6.5K
PKE icon
2924
Park Aerospace
PKE
$785M
– –
-155
Closed -$3.15K
PKX icon
2925
POSCO
PKX
$16.1B
– –
-24
Closed -$1.18K
115 116
117
118 119

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.