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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDIV icon
2901
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$6.09K ﹤0.01%
380
– –
FYBR
2902
DELISTED
Frontier Communications
FYBR
$6.09K ﹤0.01%
163
+16
+11% +$591
CIB icon
2903
Grupo Cibest SA
CIB
$20.9B
$6.08K ﹤0.01%
117
– –
RXRX icon
2904
Recursion Pharmaceuticals
RXRX
$1.61B
$6.05K ﹤0.01%
1,240
– –
HOV icon
2905
Hovnanian Enterprises
HOV
$782M
$6.04K ﹤0.01%
47
– –
SDOG icon
2906
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$6.02K ﹤0.01%
100
-200
-67% -$11.8K
DQ
2907
Daqo New Energy
DQ
$825M
$5.99K ﹤0.01%
213
– –
CENX icon
2908
Century Aluminum
CENX
$4.45B
$5.87K ﹤0.01%
200
– –
ITEQ icon
2909
Amplify BlueStar Israel Technology ETF
ITEQ
$115M
$5.86K ﹤0.01%
100
– –
RXST icon
2910
RxSight
RXST
$233M
$5.85K ﹤0.01%
651
+51
+9% +$448
CLM icon
2911
Cornerstone Strategic Value Fund
CLM
$2.17B
$5.8K ﹤0.01%
700
– –
BUFG icon
2912
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
$5.79K ﹤0.01%
+215
New +$5.64K
KVYO icon
2913
Klaviyo
KVYO
$5.32B
$5.79K ﹤0.01%
209
– –
DRH icon
2914
Diamondrock Hospitality Co
DRH
$2.65B
$5.78K ﹤0.01%
726
-83
-10% -$672
NEWT icon
2915
NewtekOne
NEWT
$415M
$5.72K ﹤0.01%
500
– –
TU icon
2916
Telus
TU
$16.3B
$5.65K ﹤0.01%
358
+125
+54% +$2.03K
STXG icon
2917
Strive 1000 Growth ETF
STXG
$145M
$5.64K ﹤0.01%
113
– –
GBX icon
2918
The Greenbrier Companies
GBX
$1.56B
$5.63K ﹤0.01%
122
+7
+6% +$334
EQAL icon
2919
Invesco Russell 1000 Equal Weight ETF
EQAL
$817M
$5.62K ﹤0.01%
108
– –
PAWZ icon
2920
ProShares Pet Care ETF
PAWZ
$33.7M
$5.61K ﹤0.01%
100
– –
PBR.A icon
2921
Petrobras Class A
PBR.A
$104B
$5.6K ﹤0.01%
474
+98
+26% +$1.13K
MIG icon
2922
VanEck Moody's Analytics IG Corporate Bond ETF
MIG
$19.4M
$5.6K ﹤0.01%
257
– –
PCVX icon
2923
Vaxcyte
PCVX
$8.04B
$5.58K ﹤0.01%
155
-77
-33% -$2.55K
AQN icon
2924
Algonquin Power & Utilities
AQN
$4.66B
$5.58K ﹤0.01%
1,039
– –
KN icon
2925
Knowles
KN
$3.16B
$5.55K ﹤0.01%
238
-2
-0.8% -$41
115 116
117
118 119

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.