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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OZK icon
2851
Bank OZK
OZK
$5.5B
– –
-3,725
Closed -$190K
PAA icon
2852
Plains All American Pipeline
PAA
$17.1B
– –
-1,455
Closed -$24.8K
PAAS icon
2853
Pan American Silver
PAAS
$18.6B
– –
-1,595
Closed -$61.8K
PAAA icon
2854
PGIM AAA CLO ETF
PAAA
$11B
– –
-1,253
Closed -$64.5K
PACB icon
2855
Pacific Biosciences
PACB
$422M
– –
-481
Closed -$616
PAG icon
2856
Penske Automotive Group
PAG
$14.2B
– –
-19
Closed -$3.22K
PALL icon
2857
abrdn Physical Palladium Shares ETF
PALL
$623M
– –
-160
Closed -$3.65K
PAM icon
2858
Pampa Energía
PAM
$4.61B
– –
-6
Closed -$360
PAPI icon
2859
Parametric Equity Premium Income ETF
PAPI
$436M
– –
-2,340
Closed -$61K
PARR icon
2860
Par Pacific Holdings
PARR
$3.94B
– –
-78
Closed -$2.76K
PATH icon
2861
UiPath
PATH
$6.02B
– –
-1,086
Closed -$14.5K
PATK icon
2862
Patrick Industries
PATK
$2.81B
– –
-195
Closed -$20.2K
PAWZ icon
2863
ProShares Pet Care ETF
PAWZ
$33.7M
– –
-100
Closed -$5.61K
PAX icon
2864
Patria Investments
PAX
$1.76B
– –
-878
Closed -$12.8K
PAYC icon
2865
Paycom
PAYC
$7.05B
– –
-345
Closed -$71.8K
PAYO icon
2866
Payoneer
PAYO
$2.41B
– –
-252
Closed -$1.52K
PB icon
2867
Prosperity Bancshares
PB
$8.69B
– –
-242
Closed -$16.1K
PBA icon
2868
Pembina Pipeline
PBA
$29B
– –
-1,313
Closed -$53.1K
PBDC icon
2869
Putnam BDC Income ETF
PBDC
$276M
– –
-13,699
Closed -$435K
PBF icon
2870
PBF Energy
PBF
$7.43B
– –
-45
Closed -$1.36K
PBH icon
2871
Prestige Consumer Healthcare
PBH
$2.39B
– –
-575
Closed -$35.9K
PBP icon
2872
Invesco S&P 500 BuyWrite ETF
PBP
$352M
– –
-65
Closed -$1.44K
PBR.A icon
2873
Petrobras Class A
PBR.A
$103B
– –
-474
Closed -$5.6K
PBW icon
2874
Invesco WilderHill Clean Energy ETF
PBW
$409M
– –
-25
Closed -$722
PCEF icon
2875
Invesco CEF Income Composite ETF
PCEF
$797M
– –
-149
Closed -$2.98K
113 114
115
116 117

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.