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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTY
2851
Getty Realty Corp
GTY
$2.14B
$2.8K ﹤0.01%
88
+20
+29% +$612
EDEN icon
2852
iShares MSCI Denmark ETF
EDEN
$201M
$2.79K ﹤0.01%
22
– –
FTS icon
2853
Fortis
FTS
$29.7B
$2.77K ﹤0.01%
61
– –
AMBA icon
2854
Ambarella
AMBA
$2.9B
$2.76K ﹤0.01%
49
– –
CFLT
2855
DELISTED
Confluent
CFLT
$2.73K ﹤0.01%
134
+21
+19% +$470
MLAB icon
2856
Mesa Laboratories
MLAB
$535M
$2.73K ﹤0.01%
21
+11
+110% +$1.29K
FLNC icon
2857
Fluence Energy
FLNC
$1.74B
$2.73K ﹤0.01%
120
+17
+17% +$307
VRTS icon
2858
Virtus Investment Partners
VRTS
$1.11B
$2.72K ﹤0.01%
13
– –
HUMA icon
2859
Humacyte
HUMA
$180M
$2.72K ﹤0.01%
500
-500
-50% -$3.3K
IEP icon
2860
Icahn Enterprises
IEP
$5.2B
$2.7K ﹤0.01%
200
-50
-20% -$755
TLTW icon
2861
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.87B
$2.7K ﹤0.01%
100
– –
HSIC icon
2862
Henry Schein
HSIC
$9.71B
$2.7K ﹤0.01%
37
+1
+3% +$69
BUZZ icon
2863
VanEck Social Sentiment ETF
BUZZ
$90.1M
$2.69K ﹤0.01%
125
– –
QUIK icon
2864
QuickLogic
QUIK
$222M
$2.69K ﹤0.01%
350
– –
CAKE icon
2865
Cheesecake Factory
CAKE
$4.28B
$2.68K ﹤0.01%
66
– –
SQM icon
2866
Sociedad Química y Minera de Chile
SQM
$19.6B
$2.67K ﹤0.01%
64
+60
+1,500% +$2.3K
ARBK
2867
Argo Blockchain
ARBK
$42.6M
$2.66K ﹤0.01%
10
– –
XJAN icon
2868
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.3M
$2.65K ﹤0.01%
80
– –
EWI icon
2869
iShares MSCI Italy ETF
EWI
$996M
$2.65K ﹤0.01%
68
– –
VGM icon
2870
Invesco Trust Investment Grade Municipals
VGM
$549M
$2.64K ﹤0.01%
250
– –
RVNU icon
2871
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$2.64K ﹤0.01%
+101
New +$2.61K
BE icon
2872
Bloom Energy
BE
$52.3B
$2.62K ﹤0.01%
248
-50
-17% -$593
ONCY
2873
Oncolytics Biotech
ONCY
$96.2M
$2.61K ﹤0.01%
+3,000
New +$2.95K
MAXJ
2874
iShares Large Cap Max Buffer Jun ETF
MAXJ
$152M
$2.6K ﹤0.01%
+100
New +$2.55K
UCB
2875
United Community Banks
UCB
$4.23B
$2.59K ﹤0.01%
89
+14
+19% +$402
113 114
115
116 117

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.