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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEY icon
2826
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
– –
-413
Closed -$46.7K
ONON icon
2827
On Holding
ONON
$12.4B
– –
-2,491
Closed -$105K
ONL
2828
Orion Office REIT
ONL
$150M
– –
-77
Closed -$207
ONTO icon
2829
Onto Innovation
ONTO
$13B
– –
-178
Closed -$23K
OPEN icon
2830
Opendoor
OPEN
$3.71B
– –
-258
Closed -$1.99K
OPRA
2831
Opera Ltd
OPRA
$1.69B
– –
-65
Closed -$1.34K
ORC
2832
Orchid Island Capital
ORC
$1.3B
– –
-590
Closed -$4.14K
ORA icon
2833
Ormat Technologies
ORA
$6.28B
– –
-69
Closed -$6.64K
ORI icon
2834
Old Republic International
ORI
$10.5B
– –
-623
Closed -$26.4K
OSCR icon
2835
Oscar Health
OSCR
$8.54B
– –
-51
Closed -$965
OSK icon
2836
Oshkosh
OSK
$9.66B
– –
-707
Closed -$91.7K
OSPN icon
2837
OneSpan
OSPN
$562M
– –
-1,000
Closed -$15.9K
OSW icon
2838
OneSpaWorld
OSW
$2.76B
– –
-68
Closed -$1.44K
OTEX icon
2839
Open Text
OTEX
$5.73B
– –
-262
Closed -$9.79K
OTLY
2840
Oatly Group
OTLY
$447M
– –
-81
Closed -$1.31K
OUNZ icon
2841
VanEck Merk Gold Trust
OUNZ
$2.53B
– –
-254
Closed -$9.45K
OUSA icon
2842
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
– –
-524
Closed -$29.6K
OTTR icon
2843
Otter Tail
OTTR
$3.87B
– –
-94
Closed -$7.73K
OUT icon
2844
Outfront Media
OUT
$5.68B
– –
-600
Closed -$11K
OVLY icon
2845
Oak Valley Bancorp
OVLY
$279M
– –
-126
Closed -$3.55K
OWL icon
2846
Blue Owl Capital
OWL
$6.54B
– –
-2,603
Closed -$44.1K
OVV icon
2847
Ovintiv
OVV
$16.6B
– –
-668
Closed -$27K
OXLC
2848
Oxford Lane Capital
OXLC
$824M
– –
-570
Closed -$9.65K
OXM icon
2849
Oxford Industries
OXM
$602M
– –
-358
Closed -$14.5K
OXY.WS icon
2850
Occidental Petroleum Corp Warrants
OXY.WS
$31.1B
– –
-290
Closed -$7.39K
112 113
114
115 116

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.