PS
OXLC

Principal Securities’s Oxford Lane Capital OXLC Stock Holding History

Principal Securities’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-570
Closed -$9.65K – 2849
2025
Q3 		$9.65K Buy
+570
New +$10.4K ﹤0.01% 2735

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return
EPCM
Eagle Point Credit Management Greenwich, Connecticut $76.5M AUM
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $5.92B AUM 23.78% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities's OXLC Position: Q4 2025 in Review

Principal Securities sold out of Oxford Lane Capital (OXLC) in Q4 2025, closing a stake of 570 shares — an estimated $9.65K sold.

Principal Securities first reported a position in OXLC in Q3 2025 and held it in 1 quarter. The position peaked at $9.65K in Q3 2025. 112 funds tracked by Wall St. Rank hold OXLC as of Q4 2025.

  • Principal Securities reported no remaining Oxford Lane Capital position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 570 Oxford Lane Capital shares in Q4 2025, an estimated $9.65K.
  • Principal Securities first reported a position in Oxford Lane Capital in Q3 2025 and held it in 1 quarter.
  • Principal Securities's Oxford Lane Capital position peaked at $9.65K in Q3 2025.
  • 112 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.