We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKFT
2826
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.84B
$3.05K ﹤0.01%
106
+39
+58% +$1.06K
RDFN
2827
DELISTED
Redfin
RDFN
$3.03K ﹤0.01%
242
– –
AX icon
2828
Axos Financial
AX
$5.47B
$3.02K ﹤0.01%
48
+23
+92% +$1.51K
LESL icon
2829
Leslie's
LESL
$11.5M
$3.02K ﹤0.01%
48
– –
WLK icon
2830
Westlake Corp
WLK
$9.35B
$3.01K ﹤0.01%
20
+4
+25% +$575
UCTT
2831
Ultra Clean Holdings
UCTT
$3.73B
$3K ﹤0.01%
75
+60
+400% +$2.46K
AMWD
2832
DELISTED
American Woodmark
AMWD
$2.99K ﹤0.01%
32
-144
-82% -$13K
TFSL icon
2833
TFS Financial
TFSL
$5.07B
$2.98K ﹤0.01%
+232
New +$3.06K
AUR icon
2834
Aurora
AUR
$12B
$2.96K ﹤0.01%
500
– –
HI
2835
DELISTED
Hillenbrand
HI
$2.95K ﹤0.01%
106
-12
-10% -$422
PCEF icon
2836
Invesco CEF Income Composite ETF
PCEF
$795M
$2.94K ﹤0.01%
149
– –
PRVA icon
2837
Privia Health
PRVA
$3.17B
$2.93K ﹤0.01%
161
-472
-75% -$9.01K
UE icon
2838
Urban Edge Properties
UE
$2.96B
$2.93K ﹤0.01%
137
– –
CIGI icon
2839
Colliers International
CIGI
$5.21B
$2.88K ﹤0.01%
+19
New +$2.59K
RPD icon
2840
Rapid7
RPD
$654M
$2.87K ﹤0.01%
72
+28
+64% +$1.05K
CMPR icon
2841
Cimpress
CMPR
$2.4B
$2.87K ﹤0.01%
35
+7
+25% +$621
NVST icon
2842
Envista
NVST
$4.32B
$2.87K ﹤0.01%
145
-73
-33% -$1.27K
VFS icon
2843
VinFast Auto
VFS
$6.78B
$2.87K ﹤0.01%
750
– –
SPB icon
2844
Spectrum Brands
SPB
$2.05B
$2.85K ﹤0.01%
30
+4
+15% +$354
EPAC icon
2845
Enerpac Tool Group
EPAC
$1.78B
$2.85K ﹤0.01%
68
+10
+17% +$401
NCNO icon
2846
nCino
NCNO
$1.98B
$2.84K ﹤0.01%
+90
New +$2.85K
GAU
2847
Galiano Gold
GAU
$475M
$2.84K ﹤0.01%
2,000
– –
CRDO icon
2848
Credo Technology Group
CRDO
$38.1B
$2.83K ﹤0.01%
92
-179
-66% -$5.34K
AWP
2849
abrdn Global Premier Properties Fund
AWP
$379M
$2.8K ﹤0.01%
202
+5
+3% +$63
PRMW
2850
DELISTED
Primo Water Corporation
PRMW
$2.8K ﹤0.01%
111
-30
-21% -$670
112 113
114
115 116

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.