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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOMD icon
2776
Nomad Foods
NOMD
$1.67B
$8.69K ﹤0.01%
661
– –
DFAX icon
2777
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$8.66K ﹤0.01%
276
– –
ALG icon
2778
Alamo Group
ALG
$2B
$8.59K ﹤0.01%
45
+1
+2% +$215
ETD icon
2779
Ethan Allen Interiors
ETD
$592M
$8.57K ﹤0.01%
291
– –
FDLO icon
2780
Fidelity Low Volatility Factor ETF
FDLO
$1.41B
$8.56K ﹤0.01%
130
– –
OEC icon
2781
Orion
OEC
$379M
$8.49K ﹤0.01%
1,120
– –
BOX icon
2782
Box
BOX
$4.18B
$8.49K ﹤0.01%
263
+130
+98% +$4.21K
BBAI icon
2783
BigBear.ai
BBAI
$1.36B
$8.48K ﹤0.01%
1,300
– –
XOVR
2784
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$1.79B
$8.45K ﹤0.01%
400
– –
IWX icon
2785
iShares Russell Top 200 Value ETF
IWX
$3.94B
$8.44K ﹤0.01%
96
– –
RIGS icon
2786
ALPS Strategic Income Fund
RIGS
$60.4M
$8.43K ﹤0.01%
362
– –
CAE icon
2787
CAE Inc. Common Shares
CAE
$8.3B
$8.39K ﹤0.01%
283
+2
+0.7% +$56
GEL icon
2788
Genesis Energy
GEL
$1.81B
$8.39K ﹤0.01%
502
+363
+261% +$6.1K
PCY icon
2789
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$8.39K ﹤0.01%
389
+138
+55% +$2.88K
GSL icon
2790
Global Ship Lease
GSL
$1.55B
$8.35K ﹤0.01%
272
+143
+111% +$4.26K
USNZ icon
2791
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF
USNZ
$287M
$8.3K ﹤0.01%
196
+3
+2% +$122
HTO
2792
H2O America
HTO
$2.66B
$8.28K ﹤0.01%
170
– –
SHOE
2793
Shoe Station Group
SHOE
$410M
$8.27K ﹤0.01%
398
-21
-5% -$454
TPG icon
2794
TPG
TPG
$6.89B
$8.27K ﹤0.01%
144
– –
USAR
2795
USA Rare Earth Inc
USAR
$3.65B
$8.25K ﹤0.01%
+480
New +$6.86K
QQQX icon
2796
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$8.24K ﹤0.01%
300
– –
DINT icon
2797
Davis Select International ETF
DINT
$283M
$8.23K ﹤0.01%
294
– –
TPH
2798
DELISTED
Tri Pointe Homes
TPH
$8.19K ﹤0.01%
241
-30
-11% -$1.02K
NAD icon
2799
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$8.18K ﹤0.01%
700
– –
GFL icon
2800
GFL Environmental
GFL
$14.1B
$8.1K ﹤0.01%
171
+26
+18% +$1.26K
110 111
112
113 114

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.