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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALX icon
2751
Calix
CALX
$2.32B
$9.21K ﹤0.01%
150
+108
+257% +$6.22K
TPVG icon
2752
TriplePoint Venture Growth BDC
TPVG
$182M
$9.2K ﹤0.01%
+1,595
New +$10.6K
ETSY icon
2753
Etsy
ETSY
$7.96B
$9.16K ﹤0.01%
138
– –
KOF icon
2754
Coca-Cola Femsa
KOF
$22.9B
$9.14K ﹤0.01%
110
-79
-42% -$6.82K
OBIL icon
2755
US Treasury 12 Month Bill ETF
OBIL
$307M
$9.11K ﹤0.01%
+181
New +$9.07K
XMAR icon
2756
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$9.1K ﹤0.01%
232
– –
PIZ icon
2757
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
$9.06K ﹤0.01%
190
– –
INEQ
2758
Columbia International Equity Income ETF
INEQ
$96.5M
$9.04K ﹤0.01%
242
– –
PONY
2759
Pony AI Inc
PONY
$3.21B
$9.02K ﹤0.01%
+401
New +$6.1K
SUPN icon
2760
Supernus Pharmaceuticals
SUPN
$2.73B
$8.98K ﹤0.01%
188
-65
-26% -$2.62K
UFEB icon
2761
Innovator US Equity Ultra Buffer ETF February
UFEB
$237M
$8.95K ﹤0.01%
250
– –
W icon
2762
Wayfair
W
$12.5B
$8.93K ﹤0.01%
100
-1
-1% -$73
MGRC icon
2763
McGrath RentCorp
MGRC
$2.95B
$8.91K ﹤0.01%
76
+55
+262% +$6.64K
WDFC icon
2764
WD-40
WDFC
$3.13B
$8.89K ﹤0.01%
45
+7
+18% +$1.52K
QXO
2765
QXO Inc
QXO
$14.7B
$8.88K ﹤0.01%
466
-181
-28% -$3.75K
YMAR icon
2766
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$8.88K ﹤0.01%
338
-600
-64% -$15.5K
FEZ icon
2767
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$8.82K ﹤0.01%
142
+107
+306% +$6.43K
SQM icon
2768
Sociedad Química y Minera de Chile
SQM
$19.6B
$8.81K ﹤0.01%
205
+1
+0.5% +$42
VFMV icon
2769
Vanguard US Minimum Volatility ETF
VFMV
$432M
$8.8K ﹤0.01%
+67
New +$8.67K
SHE icon
2770
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$322M
$8.79K ﹤0.01%
69
– –
SPB icon
2771
Spectrum Brands
SPB
$2.04B
$8.77K ﹤0.01%
167
+135
+422% +$7.48K
TENB icon
2772
Tenable Holdings
TENB
$3.58B
$8.75K ﹤0.01%
300
– –
BEP icon
2773
Brookfield Renewable
BEP
$9.74B
$8.74K ﹤0.01%
339
– –
QQQE icon
2774
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$8.74K ﹤0.01%
86
-50
-37% -$4.95K
CMA
2775
DELISTED
Comerica
CMA
$8.7K ﹤0.01%
127
-100
-44% -$6.73K
109 110
111
112 113

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.