We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCNO icon
2726
nCino
NCNO
$2.05B
– –
-59
Closed -$1.6K
NDSN icon
2727
Nordson
NDSN
$16.8B
– –
-519
Closed -$118K
NE.WS icon
2728
Noble Corporation PLC Tranche 1 Warrants
NE.WS
– –
-9
Closed -$125
NE.WS.A icon
2729
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
– –
-9
Closed -$72
NEAR icon
2730
iShares Short Maturity Bond ETF
NEAR
$4.82B
– –
-1,414
Closed -$72.5K
NEOG icon
2731
Neogen
NEOG
$2.05B
– –
-166
Closed -$948
NEO icon
2732
NeoGenomics
NEO
$1.77B
– –
-50
Closed -$386
NEWT icon
2733
NewtekOne
NEWT
$428M
– –
-500
Closed -$5.72K
NEXN
2734
Nexxen International
NEXN
$582M
– –
-127
Closed -$1.18K
NEXT icon
2735
NextDecade
NEXT
$1.6B
– –
-34
Closed -$231
NFLT icon
2736
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$446M
– –
-688
Closed -$15.9K
NFRA icon
2737
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
– –
-85
Closed -$5.35K
NGVC icon
2738
Vitamin Cottage Natural Grocers
NGVC
$764M
– –
-62
Closed -$2.48K
NGVT icon
2739
Ingevity
NGVT
$2.64B
– –
-1,502
Closed -$82.9K
NHI icon
2740
National Health Investors
NHI
$3.81B
– –
-226
Closed -$18K
NI icon
2741
NiSource
NI
$22.2B
– –
-4,592
Closed -$199K
NICE icon
2742
Nice
NICE
$5.85B
– –
-6,778
Closed -$981K
NIE
2743
Virtus Equity & Convertible Income Fund
NIE
$713M
– –
-102
Closed -$2.56K
NIO icon
2744
NIO
NIO
$11.8B
– –
-705
Closed -$5.37K
NIU
2745
Niu Technologies
NIU
$213M
– –
-515
Closed -$2.42K
NJAN icon
2746
Innovator Growth-100 Power Buffer ETF January
NJAN
$348M
– –
-86,547
Closed -$4.6M
NKTR icon
2747
Nektar Therapeutics
NKTR
$2.34B
– –
-12
Closed -$683
NLOP
2748
Net Lease Office Properties
NLOP
$179M
– –
-36
Closed -$1.07K
NMFC icon
2749
New Mountain Finance
NMFC
$665M
– –
-1,004
Closed -$9.68K
NMIH icon
2750
NMI Holdings
NMIH
$3.32B
– –
-189
Closed -$7.25K
108 109
110
111 112

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.