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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTG icon
2726
First Trust Indxx NextG ETF
NXTG
$539M
$9.84K ﹤0.01%
95
– –
ICUI icon
2727
ICU Medical
ICUI
$4.04B
$9.84K ﹤0.01%
82
-74
-47% -$9.38K
OTEX icon
2728
Open Text
OTEX
$5.73B
$9.79K ﹤0.01%
262
+7
+3% +$224
BNL icon
2729
Broadstone Net Lease
BNL
$4.29B
$9.78K ﹤0.01%
547
+100
+22% +$1.72K
RUNN icon
2730
Strategic Trust Running Oak Efficient Growth ETF
RUNN
$393M
$9.77K ﹤0.01%
285
– –
DGS icon
2731
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$9.76K ﹤0.01%
171
– –
SFBS
2732
ServisFirst Bancshares
SFBS
$4.82B
$9.74K ﹤0.01%
121
+8
+7% +$663
NMFC icon
2733
New Mountain Finance
NMFC
$649M
$9.68K ﹤0.01%
+1,004
New +$10.4K
FLMB icon
2734
Franklin Municipal Green Bond ETF
FLMB
$75.1M
$9.66K ﹤0.01%
408
– –
OXLC
2735
Oxford Lane Capital
OXLC
$824M
$9.65K ﹤0.01%
+570
New +$10.4K
RZG icon
2736
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$9.64K ﹤0.01%
177
– –
AGEM
2737
abrdn Emerging Markets Dividend Active ETF
AGEM
$343M
$9.61K ﹤0.01%
+259
New +$9.06K
DENN
2738
DELISTED
Denny's
DENN
$9.59K ﹤0.01%
1,833
– –
BNTX icon
2739
BioNTech
BNTX
$23B
$9.57K ﹤0.01%
97
+34
+54% +$3.63K
PSCT icon
2740
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$9.55K ﹤0.01%
180
– –
APLD icon
2741
Applied Digital
APLD
$7.54B
$9.5K ﹤0.01%
414
+345
+500% +$5.11K
OUNZ icon
2742
VanEck Merk Gold Trust
OUNZ
$2.53B
$9.45K ﹤0.01%
254
– –
TMHC icon
2743
Taylor Morrison
TMHC
$9.44K ﹤0.01%
143
-6,449
-98% -$424K
MCY icon
2744
Mercury Insurance
MCY
$6.01B
$9.41K ﹤0.01%
111
-19
-15% -$1.4K
AGO icon
2745
Assured Guaranty
AGO
$3.78B
$9.4K ﹤0.01%
111
-67
-38% -$5.57K
QSI icon
2746
Quantum-Si Incorporated
QSI
$171M
$9.36K ﹤0.01%
6,641
– –
MC icon
2747
Moelis & Co
MC
$5.04B
$9.34K ﹤0.01%
131
+16
+14% +$1.14K
PRMB
2748
Primo Brands
PRMB
$8.29B
$9.33K ﹤0.01%
422
+67
+19% +$1.73K
NJUN
2749
Innovator Growth-100 Power Buffer ETF - June
NJUN
$168M
$9.24K ﹤0.01%
300
– –
SRPT icon
2750
Sarepta Therapeutics
SRPT
$1.68B
$9.21K ﹤0.01%
478
-9
-2% -$160
108 109
110
111 112

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.