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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
251
Comcast
CMCSA
$79.1B
$4.53M 0.07%
144,115
+12,471
+9% +$418K
CIBR icon
252
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$4.52M 0.07%
59,465
+3,580
+6% +$264K
BAI
253
iShares A.I. Innovation and Tech Active ETF
BAI
$12.9B
$4.48M 0.07%
131,222
+81,703
+165% +$2.58M
ITA icon
254
iShares US Aerospace & Defense ETF
ITA
$14.2B
$4.46M 0.07%
21,330
+7,019
+49% +$1.38M
SDIV icon
255
Global X SuperDividend ETF
SDIV
$1.21B
$4.45M 0.07%
185,466
+98,013
+112% +$2.31M
AZN icon
256
AstraZeneca
AZN
$263B
$4.38M 0.07%
28,577
+5,329
+23% +$807K
MCK icon
257
McKesson
MCK
$98.5B
$4.37M 0.07%
5,652
+98
+2% +$69K
MO icon
258
Altria Group
MO
$122B
$4.34M 0.07%
65,745
+1,758
+3% +$111K
CDNS icon
259
Cadence Design Systems
CDNS
$90B
$4.34M 0.07%
12,343
+1,081
+10% +$372K
AJG icon
260
Arthur J. Gallagher & Co
AJG
$63.7B
$4.33M 0.07%
13,995
+1,148
+9% +$346K
CB icon
261
Chubb
CB
$140B
$4.33M 0.07%
15,358
-1,727
-10% -$475K
XLK icon
262
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.31M 0.07%
30,578
-1,412
-4% -$187K
CHKP icon
263
Check Point Software Technologies
CHKP
$13.3B
$4.28M 0.07%
20,701
+378
+2% +$76.2K
ENB icon
264
Enbridge
ENB
$124B
$4.25M 0.07%
84,255
+3,277
+4% +$154K
CI icon
265
Cigna
CI
$76.6B
$4.17M 0.07%
14,472
+1,039
+8% +$307K
MOAT icon
266
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$4.12M 0.07%
41,618
-535
-1% -$52.2K
ROBO icon
267
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$4.12M 0.07%
62,817
+382
+0.6% +$24.2K
IDHQ icon
268
Invesco S&P International Developed Quality ETF
IDHQ
$908M
$4.1M 0.07%
121,974
+19,566
+19% +$644K
ISRG icon
269
Intuitive Surgical
ISRG
$121B
$4.09M 0.07%
9,155
+551
+6% +$264K
TMO icon
270
Thermo Fisher Scientific
TMO
$211B
$4.07M 0.07%
8,384
-1,988
-19% -$925K
JEPQ icon
271
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$4.06M 0.07%
70,669
-82,053
-54% -$4.55M
BDX icon
272
Becton Dickinson
BDX
$43.1B
$4.04M 0.07%
21,575
+1,802
+9% +$335K
UNP icon
273
Union Pacific
UNP
$183B
$4.03M 0.07%
17,029
+359
+2% +$80.9K
ITM icon
274
VanEck Intermediate Muni ETF
ITM
$2.14B
$4.01M 0.07%
86,121
+15,183
+21% +$695K
PLD icon
275
Prologis
PLD
$138B
$3.98M 0.07%
34,732
-1,243
-3% -$137K
9 10
11
12 13

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.