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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
251
Novartis
NVS
$295B
$3.01M 0.07%
26,144
+4,153
+19% +$471K
TXN icon
252
Texas Instruments
TXN
$255B
$2.99M 0.07%
14,462
+1,862
+15% +$374K
XMMO icon
253
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.94M 0.07%
24,439
-958
-4% -$111K
ORLY icon
254
O'Reilly Automotive
ORLY
$72.4B
$2.92M 0.07%
38,025
+2,820
+8% +$207K
LOW icon
255
Lowe's Companies
LOW
$116B
$2.9M 0.07%
10,706
+1,792
+20% +$434K
FVD icon
256
First Trust Value Line Dividend Fund
FVD
$8.29B
$2.87M 0.07%
63,095
+2,985
+5% +$129K
XLE icon
257
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.85M 0.07%
64,834
-85,140
-57% -$3.81M
OMC icon
258
Omnicom Group
OMC
$22.7B
$2.79M 0.07%
26,993
+2,823
+12% +$271K
GHYB icon
259
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$133M
$2.76M 0.07%
60,538
+4,657
+8% +$209K
TBIL
260
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$2.76M 0.07%
55,217
-8,355
-13% -$417K
CSCO icon
261
Cisco
CSCO
$450B
$2.72M 0.07%
51,032
+1,907
+4% +$92.7K
MDYG icon
262
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$2.71M 0.07%
30,935
-4,878
-14% -$416K
IHDG icon
263
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$2.71M 0.07%
59,254
+1,881
+3% +$85K
CI icon
264
Cigna
CI
$76.6B
$2.71M 0.07%
7,815
+651
+9% +$224K
NJUL icon
265
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$2.71M 0.07%
44,498
+19,224
+76% +$1.14M
ZJUL
266
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$178M
$2.71M 0.07%
+101,039
New +$2.66M
SHW icon
267
Sherwin-Williams
SHW
$78.3B
$2.69M 0.07%
7,058
+525
+8% +$183K
PLD icon
268
Prologis
PLD
$138B
$2.68M 0.06%
21,259
+3,045
+17% +$378K
CDNS icon
269
Cadence Design Systems
CDNS
$90B
$2.64M 0.06%
9,732
+1,253
+15% +$346K
T icon
270
AT&T
T
$165B
$2.6M 0.06%
118,379
+8,280
+8% +$165K
SNY icon
271
Sanofi
SNY
$104B
$2.6M 0.06%
45,050
+2,555
+6% +$138K
MDYV icon
272
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$2.59M 0.06%
32,619
+3,336
+11% +$255K
USB icon
273
US Bancorp
USB
$99.6B
$2.59M 0.06%
56,619
+4,820
+9% +$211K
HON icon
274
Honeywell
HON
$77.1B
$2.58M 0.06%
13,263
+1,636
+14% +$317K
BX icon
275
Blackstone
BX
$104B
$2.58M 0.06%
16,865
-927
-5% -$129K
9 10
11
12 13

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.