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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFRD icon
2626
Weatherford International
WFRD
$6.16B
$12.6K ﹤0.01%
184
+95
+107% +$5.64K
FROG icon
2627
JFrog
FROG
$9.84B
$12.6K ﹤0.01%
266
-1
-0.4% -$45
CON
2628
Concentra Group Holdings
CON
$4.08B
$12.6K ﹤0.01%
600
+168
+39% +$3.58K
SHG icon
2629
Shinhan Financial Group
SHG
$33.6B
$12.5K ﹤0.01%
249
+81
+48% +$3.96K
SAUG icon
2630
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$12.5K ﹤0.01%
+500
New +$12.1K
ICOP icon
2631
iShares Copper and Metals Mining ETF
ICOP
$425M
$12.4K ﹤0.01%
+330
New +$10.5K
BLKB icon
2632
Blackbaud
BLKB
$1.59B
$12.4K ﹤0.01%
193
+52
+37% +$3.41K
IFGL icon
2633
iShares International Developed Real Estate ETF
IFGL
$82.5M
$12.3K ﹤0.01%
536
– –
PVI icon
2634
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
$12.3K ﹤0.01%
497
– –
CVBF icon
2635
CVB Financial
CVBF
$3.97B
$12.3K ﹤0.01%
652
– –
SIMO icon
2636
Silicon Motion
SIMO
$8.29B
$12.3K ﹤0.01%
130
+10
+8% +$795
MTRN icon
2637
Materion
MTRN
$5.03B
$12.3K ﹤0.01%
102
-8
-7% -$840
GABC icon
2638
German American Bancorp
GABC
$1.83B
$12.3K ﹤0.01%
313
-1
-0.3% -$40
XPEV icon
2639
XPeng
XPEV
$12.2B
$12.2K ﹤0.01%
523
-9
-2% -$181
BSTZ icon
2640
BlackRock Science and Technology Term Trust
BSTZ
$1.93B
$12.2K ﹤0.01%
550
– –
KEX icon
2641
Kirby Corp
KEX
$7.76B
$12.2K ﹤0.01%
146
-8
-5% -$804
IWV icon
2642
iShares Russell 3000 ETF
IWV
$19.5B
$12.1K ﹤0.01%
32
-78
-71% -$28.4K
HL icon
2643
Hecla Mining
HL
$10.2B
$12.1K ﹤0.01%
+1,000
New +$8.03K
MGOV icon
2644
First Trust Intermediate Government Opportunities ETF
MGOV
$100M
$12K ﹤0.01%
+587
New +$11.9K
HESM icon
2645
Hess Midstream
HESM
$5.11B
$12K ﹤0.01%
346
+253
+272% +$10K
BBH icon
2646
VanEck Biotech ETF
BBH
$397M
$11.9K ﹤0.01%
72
– –
HQL
2647
abrdn Life Sciences Investors
HQL
$588M
$11.9K ﹤0.01%
768
– –
CRAI icon
2648
CRA International
CRAI
$1.12B
$11.9K ﹤0.01%
57
-8
-12% -$1.54K
TEM
2649
Tempus AI
TEM
$7.73B
$11.8K ﹤0.01%
146
-2
-1% -$140
SPXC icon
2650
SPX Corp
SPXC
$11B
$11.8K ﹤0.01%
63
+39
+163% +$7.21K
104 105
106
107 108

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.