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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIDE icon
2626
FT Vest US Equity Buffer & Premium Income ETF December
XIDE
$22.7M
$5.81K ﹤0.01%
191
-149
-44% -$4.52K
CLPR
2627
Clipper Realty
CLPR
$46.4M
$5.8K ﹤0.01%
+1,018
New +$4.56K
RWO icon
2628
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$5.8K ﹤0.01%
122
+28
+30% +$1.26K
PSLV icon
2629
Sprott Physical Silver Trust
PSLV
$12B
$5.77K ﹤0.01%
552
– –
IEO icon
2630
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$5.76K ﹤0.01%
63
-27,692
-100% -$2.65M
RUSHA icon
2631
Rush Enterprises Class A
RUSHA
$5.98B
$5.76K ﹤0.01%
109
+52
+91% +$2.58K
EIDO icon
2632
iShares MSCI Indonesia ETF
EIDO
$471M
$5.74K ﹤0.01%
255
– –
ABSI icon
2633
Absci
ABSI
$1.28B
$5.73K ﹤0.01%
1,500
– –
FIDI icon
2634
Fidelity International High Dividend ETF
FIDI
$355M
$5.72K ﹤0.01%
+263
New +$5.51K
MMI icon
2635
Marcus & Millichap
MMI
$1.18B
$5.71K ﹤0.01%
144
+22
+18% +$830
PLUS icon
2636
ePlus
PLUS
$2.33B
$5.7K ﹤0.01%
58
– –
KARS icon
2637
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$75.8M
$5.68K ﹤0.01%
249
-20
-7% -$389
JJSF icon
2638
J&J Snack Foods
JJSF
$1.46B
$5.68K ﹤0.01%
33
– –
CWT icon
2639
California Water Service
CWT
$3.04B
$5.58K ﹤0.01%
103
+66
+178% +$3.5K
UMC icon
2640
United Microelectronic
UMC
$47.9B
$5.56K ﹤0.01%
660
+504
+323% +$4.22K
UNIT
2641
Uniti Group
UNIT
$2.62B
$5.55K ﹤0.01%
985
+285
+41% +$1.22K
FOLD
2642
DELISTED
Amicus Therapeutics
FOLD
$5.52K ﹤0.01%
517
-15
-3% -$163
IGR
2643
CBRE Global Real Estate Income Fund
IGR
$712M
$5.51K ﹤0.01%
838
+68
+9% +$402
PFXF icon
2644
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$5.48K ﹤0.01%
300
– –
PJT icon
2645
PJT Partners
PJT
$4.36B
$5.47K ﹤0.01%
41
+13
+46% +$1.59K
BETZ icon
2646
Roundhill Sports Betting & iGaming ETF
BETZ
$50.6M
$5.46K ﹤0.01%
288
– –
PSMO icon
2647
Pacer Swan SOS Moderate October ETF
PSMO
$99.4M
$5.43K ﹤0.01%
200
– –
ERTH icon
2648
Invesco MSCI Sustainable Future ETF
ERTH
$133M
$5.41K ﹤0.01%
120
– –
FSYD icon
2649
Fidelity Sustainable High Yield ETF
FSYD
$145M
$5.41K ﹤0.01%
+112
New +$5.32K
KAI icon
2650
Kadant
KAI
$3.69B
$5.41K ﹤0.01%
16
– –
104 105
106
107 108

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.