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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
2601
Lincoln National
LNC
$8.21B
– –
-267
Closed -$10.8K
LNN icon
2602
Lindsay Corp
LNN
$1.18B
– –
-4
Closed -$562
LNTH icon
2603
Lantheus
LNTH
$6.68B
– –
-370
Closed -$19K
LNW
2604
DELISTED
Light & Wonder
LNW
– –
-230
Closed -$19.3K
LOCO icon
2605
El Pollo Loco
LOCO
$499M
– –
-75
Closed -$728
LOCT icon
2606
Innovator Premium Income 15 Buffer ETF October
LOCT
$10.8M
– –
-2,100
Closed -$50K
LOPE icon
2607
Grand Canyon Education
LOPE
$3.98B
– –
-141
Closed -$31K
LPG icon
2608
Dorian LPG
LPG
$1.91B
– –
-429
Closed -$12.8K
LPRO
2609
Open Lending Corp
LPRO
$373M
– –
-51
Closed -$108
LPX icon
2610
Louisiana-Pacific
LPX
$5.35B
– –
-1,632
Closed -$145K
LRGF icon
2611
iShares US Equity Factor ETF
LRGF
$3.55B
– –
-439
Closed -$30.3K
LRN icon
2612
Stride
LRN
$4.06B
– –
-5,734
Closed -$854K
LSCC icon
2613
Lattice Semiconductor
LSCC
$16.4B
– –
-317
Closed -$23.2K
LSTR icon
2614
Landstar System
LSTR
$6.3B
– –
-264
Closed -$32.4K
LTBR icon
2615
Lightbridge
LTBR
$258M
– –
-500
Closed -$10.6K
LTC
2616
LTC Properties
LTC
$2.15B
– –
-102
Closed -$3.76K
LTPZ icon
2617
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$699M
– –
-144
Closed -$7.67K
LUMN icon
2618
Lumen
LUMN
$6.37B
– –
-72
Closed -$441
LVHD icon
2619
Franklin US Low Volatility High Dividend Index ETF
LVHD
$642M
– –
-2,541
Closed -$105K
LVWR icon
2620
LiveWire
LVWR
$393M
– –
-91
Closed -$432
LVS icon
2621
Las Vegas Sands
LVS
$32B
– –
-278
Closed -$15K
LXFR icon
2622
Luxfer Holdings
LXFR
$457M
– –
-1,506
Closed -$20.9K
LXP icon
2623
LXP Industrial Trust
LXP
$3.53B
– –
-89
Closed -$3.98K
LYFT icon
2624
Lyft
LYFT
$5.84B
– –
-3,569
Closed -$78.6K
LZB icon
2625
La-Z-Boy
LZB
$1.65B
– –
-9
Closed -$309
103 104
105
106 107

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.