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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCEL icon
2601
Vericel Corp
VCEL
$2.31B
$13.4K ﹤0.01%
426
+79
+23% +$2.84K
TFIN icon
2602
Triumph Financial Inc
TFIN
$1.8B
$13.4K ﹤0.01%
267
– –
VEGN icon
2603
US Vegan Climate ETF
VEGN
$178M
$13.3K ﹤0.01%
+224
New +$12.8K
IVT icon
2604
InvenTrust Properties
IVT
$2.83B
$13.3K ﹤0.01%
464
-13
-3% -$368
WES icon
2605
Western Midstream Partners
WES
$19.3B
$13.2K ﹤0.01%
337
+218
+183% +$8.51K
AWP
2606
abrdn Global Premier Properties Fund
AWP
$378M
$13.2K ﹤0.01%
1,110
+889
+402% +$10.5K
UFCS icon
2607
United Fire Group
UFCS
$1.32B
$13.1K ﹤0.01%
430
– –
QQA
2608
Invesco QQQ Income Advantage ETF
QQA
$766M
$13K ﹤0.01%
+248
New +$12.7K
VABK icon
2609
Virginia National Bankshares
VABK
$249M
$13K ﹤0.01%
336
– –
TJUL icon
2610
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$129M
$13K ﹤0.01%
445
– –
BMNR
2611
BitMine Immersion Technologies
BMNR
$10.8B
$13K ﹤0.01%
+250
New +$12.7K
AR icon
2612
Antero Resources
AR
$10.5B
$13K ﹤0.01%
386
+209
+118% +$6.97K
GUT
2613
Gabelli Utility Trust
GUT
$566M
$12.9K ﹤0.01%
2,126
+55
+3% +$331
WELD
2614
Tema U.S. Manufacturing & Reshoring ETF
WELD
$293M
$12.9K ﹤0.01%
300
– –
MHK icon
2615
Mohawk Industries
MHK
$7.05B
$12.9K ﹤0.01%
100
+3
+3% +$372
PAX icon
2616
Patria Investments
PAX
$1.76B
$12.8K ﹤0.01%
878
– –
LPG icon
2617
Dorian LPG
LPG
$1.88B
$12.8K ﹤0.01%
429
– –
DDTL
2618
Innovator Equity Dual Directional 10 Buffer ETF - July
DDTL
$79.8M
$12.8K ﹤0.01%
+624
New +$12.5K
ARGT icon
2619
Global X MSCI Argentina ETF
ARGT
$843M
$12.8K ﹤0.01%
183
-66
-27% -$5.26K
VFVA icon
2620
Vanguard US Value Factor ETF
VFVA
$890M
$12.8K ﹤0.01%
100
– –
VINP icon
2621
Vinci Compass Investments Ltd
VINP
$637M
$12.7K ﹤0.01%
1,185
– –
FMHI icon
2622
First Trust Municipal High Income ETF
FMHI
$990M
$12.7K ﹤0.01%
267
+79
+42% +$3.69K
SUSB icon
2623
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$12.7K ﹤0.01%
501
– –
WOOD icon
2624
iShares Global Timber & Forestry ETF
WOOD
$261M
$12.6K ﹤0.01%
172
– –
AMCX icon
2625
AMC Global Media
AMCX
$445M
$12.6K ﹤0.01%
1,531
+752
+97% +$5.21K
103 104
105
106 107

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.