We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
2601
Olin
OLN
$2.49B
$6.19K ﹤0.01%
129
+56
+77% +$2.49K
BME icon
2602
BlackRock Health Sciences Trust
BME
$558M
$6.16K ﹤0.01%
147
– –
BOH icon
2603
Bank of Hawaii
BOH
$3.17B
$6.15K ﹤0.01%
98
– –
WINA icon
2604
Winmark
WINA
$1.23B
$6.13K ﹤0.01%
16
+2
+14% +$744
BSMP
2605
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$6.12K ﹤0.01%
250
– –
EMMF icon
2606
WisdomTree Emerging Markets Multifactor Fund
EMMF
$171M
$6.11K ﹤0.01%
215
– –
AA icon
2607
Alcoa
AA
$11.6B
$6.1K ﹤0.01%
158
-530
-77% -$18.1K
QABA icon
2608
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.3M
$6.08K ﹤0.01%
115
+2
+2% +$103
AIR icon
2609
AAR Corp
AIR
$5.46B
$6.08K ﹤0.01%
93
-7
-7% -$463
PFIG icon
2610
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$6.06K ﹤0.01%
251
– –
SFNC icon
2611
Simmons First National
SFNC
$3.32B
$6.05K ﹤0.01%
281
+20
+8% +$406
SNPE icon
2612
Xtrackers S&P 500 ESG ETF
SNPE
$2.57B
$6.05K ﹤0.01%
+115
New +$5.85K
PLXS icon
2613
Plexus
PLXS
$6.78B
$6.01K ﹤0.01%
44
+1
+2% +$121
CHCO icon
2614
City Holding Co
CHCO
$2.03B
$5.99K ﹤0.01%
51
– –
STC icon
2615
Stewart Information Services
STC
$2.02B
$5.98K ﹤0.01%
80
– –
PAWZ icon
2616
ProShares Pet Care ETF
PAWZ
$33.7M
$5.96K ﹤0.01%
100
– –
BEN icon
2617
Franklin Resources
BEN
$17.3B
$5.96K ﹤0.01%
296
-1,017
-77% -$21.9K
FIZZ icon
2618
National Beverage
FIZZ
$2.93B
$5.96K ﹤0.01%
127
– –
FCN icon
2619
FTI Consulting
FCN
$4.88B
$5.92K ﹤0.01%
26
-1
-4% -$222
DBA icon
2620
Invesco DB Agriculture Fund
DBA
$1.23B
$5.9K ﹤0.01%
226
– –
GH icon
2621
Guardant Health
GH
$19.3B
$5.87K ﹤0.01%
256
+102
+66% +$2.89K
CNM icon
2622
Core & Main
CNM
$8.17B
$5.86K ﹤0.01%
132
-335
-72% -$16K
GBX icon
2623
The Greenbrier Companies
GBX
$1.56B
$5.85K ﹤0.01%
115
-50
-30% -$2.38K
AMKR icon
2624
Amkor Technology
AMKR
$15B
$5.84K ﹤0.01%
191
+168
+730% +$5.72K
DAC icon
2625
Danaos Corp
DAC
$2.55B
$5.81K ﹤0.01%
67
+23
+52% +$1.92K
103 104
105
106 107

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.