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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLY icon
2576
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$14.1K ﹤0.01%
458
– –
INSP icon
2577
Inspire Medical Systems
INSP
$1.47B
$14.1K ﹤0.01%
190
-38
-17% -$3.85K
XSOE icon
2578
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.02B
$14.1K ﹤0.01%
371
-25
-6% -$895
SMPL icon
2579
Simply Good Foods
SMPL
$943M
$14K ﹤0.01%
565
-365
-39% -$10.8K
FLJH icon
2580
Franklin FTSE Japan Hedged ETF
FLJH
$181M
$14K ﹤0.01%
388
– –
TAN icon
2581
Invesco Solar ETF
TAN
$1.48B
$14K ﹤0.01%
320
+25
+8% +$999
GLOB icon
2582
Globant
GLOB
$1.41B
$13.9K ﹤0.01%
243
-19
-7% -$1.4K
KB icon
2583
KB Financial Group
KB
$41.5B
$13.9K ﹤0.01%
168
+106
+171% +$8.69K
CRTO icon
2584
Criteo
CRTO
$1.05B
$13.9K ﹤0.01%
616
+62
+11% +$1.45K
ASX icon
2585
ASE Group
ASX
$80.2B
$13.9K ﹤0.01%
1,255
-42
-3% -$440
LAD icon
2586
Lithia Motors
LAD
$7.88B
$13.9K ﹤0.01%
44
-1
-2% -$323
PSFF icon
2587
Pacer Swan SOS Fund of Funds ETF
PSFF
$589M
$13.9K ﹤0.01%
+440
New +$13.7K
KNOV
2588
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.5M
$13.8K ﹤0.01%
500
– –
EUSA icon
2589
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
$13.8K ﹤0.01%
134
+31
+30% +$3.15K
TXNM
2590
TXNM Energy Inc
TXNM
$6.44B
$13.7K ﹤0.01%
243
+37
+18% +$2.1K
ESE icon
2591
ESCO Technologies
ESE
$8.4B
$13.7K ﹤0.01%
65
+3
+5% +$594
TJAN
2592
Innovator Equity Defined Protection ETF - 2 Yr to January 2027
TJAN
$32.5M
$13.7K ﹤0.01%
507
– –
WHR icon
2593
Whirlpool
WHR
$2.44B
$13.7K ﹤0.01%
174
-12
-6% -$1.1K
PSKY
2594
Paramount Skydance Corp
PSKY
$8.99B
$13.7K ﹤0.01%
+722
New +$11.4K
NUKZ icon
2595
Range Nuclear Renaissance Index ETF
NUKZ
$775M
$13.7K ﹤0.01%
210
– –
EWW icon
2596
iShares MSCI Mexico ETF
EWW
$1.91B
$13.6K ﹤0.01%
200
– –
MGA icon
2597
Magna International
MGA
$18.3B
$13.5K ﹤0.01%
286
+159
+125% +$7.01K
CRVO icon
2598
CervoMed
CRVO
$24.6M
$13.5K ﹤0.01%
1,665
+1,500
+909% +$12.9K
EVT icon
2599
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$13.4K ﹤0.01%
550
-400
-42% -$9.66K
RBRK icon
2600
Rubrik
RBRK
$15.4B
$13.4K ﹤0.01%
163
– –
102 103
104
105 106

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.