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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONTO icon
2551
Onto Innovation
ONTO
$12B
$5.79K ﹤0.01%
32
-24
-43% -$4.05K
OTTR icon
2552
Otter Tail
OTTR
$3.93B
$5.77K ﹤0.01%
67
+1
+2% +$87
CRDO icon
2553
Credo Technology Group
CRDO
$35.9B
$5.74K ﹤0.01%
271
-173
-39% -$3.62K
SFNC icon
2554
Simmons First National
SFNC
$3.39B
$5.68K ﹤0.01%
292
+62
+27% +$1.17K
EMMF icon
2555
WisdomTree Emerging Markets Multifactor Fund
EMMF
$167M
$5.65K ﹤0.01%
215
– –
QUIK icon
2556
QuickLogic
QUIK
$217M
$5.61K ﹤0.01%
+350
New +$5.04K
RGLD icon
2557
Royal Gold
RGLD
$16.6B
$5.6K ﹤0.01%
46
+6
+15% +$678
NPO icon
2558
Enpro
NPO
$6.63B
$5.57K ﹤0.01%
33
– –
SKM icon
2559
SK Telecom
SKM
$11.8B
$5.56K ﹤0.01%
258
-74
-22% -$1.58K
IYLD icon
2560
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$5.54K ﹤0.01%
278
+124
+81% +$2.45K
ARR
2561
Armour Residential REIT
ARR
$2.04B
$5.54K ﹤0.01%
+280
New +$5.38K
COLB icon
2562
Columbia Banking Systems
COLB
$8.84B
$5.53K ﹤0.01%
286
-5
-2% -$103
MFD
2563
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$5.49K ﹤0.01%
715
– –
SKIN icon
2564
SkinHealth Systems
SKIN
$90.5M
$5.48K ﹤0.01%
1,235
+440
+55% +$1.43K
HTZ icon
2565
Hertz
HTZ
$556M
$5.48K ﹤0.01%
700
-300
-30% -$2.46K
MDC
2566
DELISTED
M.D.C. Holdings, Inc.
MDC
$5.47K ﹤0.01%
87
-49
-36% -$2.99K
KEEL
2567
Keel Infrastructure Corp
KEEL
$2.25B
$5.46K ﹤0.01%
2,450
– –
CSGS
2568
DELISTED
CSG Systems International
CSGS
$5.46K ﹤0.01%
106
+16
+18% +$832
PHYS icon
2569
Sprott Physical Gold
PHYS
$14.5B
$5.45K ﹤0.01%
315
– –
NPK icon
2570
National Presto Industries
NPK
$884M
$5.45K ﹤0.01%
65
+17
+35% +$1.34K
IDRV icon
2571
iShares Self-Driving EV and Tech ETF
IDRV
$124M
$5.44K ﹤0.01%
173
-35
-17% -$1.1K
CLH icon
2572
Clean Harbors
CLH
$16B
$5.43K ﹤0.01%
27
-47
-64% -$8.45K
EXAI
2573
DELISTED
Exscientia Plc American Depositary Shares
EXAI
$5.43K ﹤0.01%
950
+400
+73% +$2.49K
ROBT icon
2574
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$707M
$5.43K ﹤0.01%
120
– –
WFRD icon
2575
Weatherford International
WFRD
$5.99B
$5.42K ﹤0.01%
47
+5
+12% +$507
101 102
103
104 105

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.