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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMSI icon
2501
JPMorgan Sustainable Municipal Income ETF
JMSI
$387M
– –
-296
Closed -$14.9K
JOBY icon
2502
Joby Aviation
JOBY
$7.15B
– –
-6,427
Closed -$104K
JOE icon
2503
St. Joe Company
JOE
$3.57B
– –
-359
Closed -$17.8K
JPEF icon
2504
JPMorgan Equity Focus ETF
JPEF
$1.97B
– –
-571
Closed -$42.3K
JPIB icon
2505
JPMorgan International Bond Opportunities ETF
JPIB
$2.09B
– –
-3,128
Closed -$153K
JPLD icon
2506
JPMorgan Limited Duration Bond ETF
JPLD
$3.95B
– –
-42
Closed -$2.2K
JPMB icon
2507
JPMorgan USD Emerging Markets Sovereign Bond ETF
JPMB
$67.5M
– –
-5
Closed -$202
JPUS
2508
JPMorgan Diversified Return US Equity ETF
JPUS
$463M
– –
-352
Closed -$43.6K
JRI icon
2509
Nuveen Real Asset Income & Growth Fund
JRI
$354M
– –
-6,888
Closed -$98.1K
JULH icon
2510
Innovator Premium Income 20 Barrier ETF July
JULH
$15.6M
– –
-3,201
Closed -$80.1K
JULJ icon
2511
Innovator Premium Income 30 Barrier ETF July
JULJ
$13.6M
– –
-100
Closed -$2.5K
JXN icon
2512
Jackson Financial
JXN
$8.57B
– –
-1,251
Closed -$127K
K
2513
DELISTED
Kellanova
K
– –
-736
Closed -$60.4K
KAI icon
2514
Kadant
KAI
$3.72B
– –
-9
Closed -$2.68K
KALU icon
2515
Kaiser Aluminum
KALU
$2.65B
– –
-81
Closed -$6.25K
KAPR icon
2516
Innovator US Small Cap Power Buffer ETF April
KAPR
$215M
– –
-958
Closed -$32.8K
OPLN
2517
Openlane
OPLN
$4.27B
– –
-342
Closed -$9.84K
KARS icon
2518
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$74.9M
– –
-3
Closed -$91
KB icon
2519
KB Financial Group
KB
$40.6B
– –
-168
Closed -$13.9K
KBE icon
2520
State Street SPDR S&P Bank ETF
KBE
$1.66B
– –
-300
Closed -$17.8K
KBH icon
2521
KB Home
KBH
$3.54B
– –
-942
Closed -$60K
KBR icon
2522
KBR
KBR
$4.74B
– –
-1,170
Closed -$55.3K
KBWB icon
2523
Invesco KBW Bank ETF
KBWB
$6.9B
– –
-44
Closed -$3.44K
KBWD icon
2524
Invesco KBW High Dividend Yield Financial ETF
KBWD
$417M
– –
-87
Closed -$1.18K
KBWP icon
2525
Invesco KBW Property & Casualty Insurance ETF
KBWP
$277M
– –
-62
Closed -$7.67K
99 100
101
102 103

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.