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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYT icon
2476
iShares US Transportation ETF
IYT
$2.31B
– –
-201
Closed -$14.4K
JACK icon
2477
Jack in the Box
JACK
$308M
– –
-547
Closed -$10.8K
JAKK icon
2478
Jakks Pacific
JAKK
$305M
– –
-150
Closed -$2.81K
JAMF
2479
DELISTED
Jamf
JAMF
– –
-27
Closed -$289
JAZZ icon
2480
Jazz Pharmaceuticals
JAZZ
$16.1B
– –
-279
Closed -$36.8K
JBBB icon
2481
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
– –
-2,326
Closed -$112K
JAVA icon
2482
JPMorgan Active Value ETF
JAVA
$6.81B
– –
-937
Closed -$64.6K
JD icon
2483
JD.com
JD
$42.9B
– –
-534
Closed -$18.7K
JEF icon
2484
Jefferies Financial Group
JEF
$13.2B
– –
-838
Closed -$54.8K
JELD icon
2485
JELD-WEN Holding
JELD
$98.2M
– –
-46
Closed -$226
JETS icon
2486
US Global Jets ETF
JETS
$790M
– –
-185
Closed -$4.56K
JFR icon
2487
Nuveen Floating Rate Income Fund
JFR
$1.23B
– –
-7,399
Closed -$60.5K
JGLO icon
2488
JPMorgan Global Select Equity ETF
JGLO
$6.8B
– –
-1,015
Closed -$68.8K
JHG
2489
DELISTED
Janus Henderson
JHG
– –
-30,951
Closed -$1.38M
JHMD icon
2490
John Hancock Multifactor Developed International ETF
JHMD
$950M
– –
-2,400
Closed -$96K
JHML icon
2491
John Hancock Multifactor Large Cap ETF
JHML
$1.16B
– –
-275
Closed -$21.6K
JHMM icon
2492
John Hancock Multifactor Mid Cap ETF
JHMM
$5.96B
– –
-1,468
Closed -$95K
JHX icon
2493
James Hardie Industries
JHX
$15.6B
– –
-280
Closed -$5.38K
JIRE icon
2494
JPMorgan International Research Enhanced Equity ETF
JIRE
$11B
– –
-254
Closed -$18.7K
JJSF icon
2495
J&J Snack Foods
JJSF
$1.49B
– –
-31
Closed -$2.98K
JKS
2496
JinkoSolar
JKS
$782M
– –
-160
Closed -$3.85K
JLL icon
2497
Jones Lang LaSalle
JLL
$15.9B
– –
-217
Closed -$64.7K
JMBS icon
2498
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.76B
– –
-485
Closed -$22.1K
JMEE icon
2499
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.87B
– –
-544
Closed -$34.5K
JMIA
2500
Jumia Technologies
JMIA
$741M
– –
-236
Closed -$2.74K
98 99
100
101 102

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.