We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSR icon
2476
Invesco Active US Real Estate Fund
PSR
$60.3M
$16.9K ﹤0.01%
183
+1
+0.5% +$92
SRAD icon
2477
Sportradar
SRAD
$4.34B
$16.9K ﹤0.01%
630
+206
+49% +$6.11K
POWI icon
2478
Power Integrations
POWI
$3.53B
$16.9K ﹤0.01%
420
-70
-14% -$3.38K
TRN icon
2479
Trinity Industries
TRN
$2.95B
$16.9K ﹤0.01%
+601
New +$16.6K
DDEC icon
2480
FT Vest US Equity Deep Buffer ETF December
DDEC
$427M
$16.8K ﹤0.01%
384
-179
-32% -$7.64K
TIPZ icon
2481
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.7M
$16.8K ﹤0.01%
312
– –
GDEC icon
2482
FT Vest US Equity Moderate Buffer ETF December
GDEC
$437M
$16.7K ﹤0.01%
456
-211
-32% -$7.58K
CNOB icon
2483
Center Bancorp
CNOB
$1.65B
$16.7K ﹤0.01%
674
– –
XDEC icon
2484
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
$16.7K ﹤0.01%
417
-185
-31% -$7.3K
FTC icon
2485
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$16.7K ﹤0.01%
104
– –
TWST icon
2486
Twist Bioscience
TWST
$5.39B
$16.7K ﹤0.01%
593
+4
+0.7% +$121
BME icon
2487
BlackRock Health Sciences Trust
BME
$558M
$16.6K ﹤0.01%
447
– –
ATMU icon
2488
Atmus Filtration Technologies
ATMU
$4.43B
$16.6K ﹤0.01%
369
-7
-2% -$294
MIR icon
2489
Mirion Technologies
MIR
$4.12B
$16.6K ﹤0.01%
714
+234
+49% +$5.06K
INDY icon
2490
iShares S&P India Nifty 50 Index Fund
INDY
$554M
$16.5K ﹤0.01%
325
-12
-4% -$628
FFIV icon
2491
F5
FFIV
$23B
$16.5K ﹤0.01%
51
– –
WDS icon
2492
Woodside Energy
WDS
$41.4B
$16.4K ﹤0.01%
1,093
+265
+32% +$4.37K
AVNT icon
2493
Avient
AVNT
$3.34B
$16.4K ﹤0.01%
499
+8
+2% +$278
RGCO icon
2494
RGC Resources
RGCO
$232M
$16.4K ﹤0.01%
732
-14
-2% -$307
QRVO icon
2495
Qorvo
QRVO
$7.92B
$16.4K ﹤0.01%
180
-38
-17% -$3.38K
FXR icon
2496
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$16.4K ﹤0.01%
210
– –
ONB icon
2497
Old National Bancorp
ONB
$10.1B
$16.3K ﹤0.01%
744
-3
-0.4% -$66
IHE icon
2498
iShares US Pharmaceuticals ETF
IHE
$1.48B
$16.3K ﹤0.01%
225
-99
-31% -$6.83K
FLDB icon
2499
Fidelity Low Duration Bond ETF
FLDB
$413M
$16.3K ﹤0.01%
323
– –
RLI icon
2500
RLI Corp
RLI
$5.88B
$16.3K ﹤0.01%
250
-3
-1% -$203
98 99
100
101 102

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.