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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
226
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$5.46M 0.08%
115,965
+2,793
+2% +$132K
HDV
227
iShares Core High Dividend ETF
HDV
$14.4B
$5.44M 0.08%
223,845
+9,700
+5% +$236K
ISRG icon
228
Intuitive Surgical
ISRG
$121B
$5.43M 0.08%
9,584
+429
+5% +$228K
SLQD icon
229
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$5.38M 0.08%
106,164
+6,138
+6% +$311K
LIN icon
230
Linde
LIN
$237B
$5.35M 0.08%
12,546
+42
+0.3% +$18K
XLF icon
231
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$5.33M 0.08%
97,250
+11,522
+13% +$614K
TMO icon
232
Thermo Fisher Scientific
TMO
$211B
$5.32M 0.08%
9,182
+798
+10% +$451K
ABNB icon
233
Airbnb
ABNB
$83.7B
$5.29M 0.08%
38,954
-7,797
-17% -$971K
VGIT icon
234
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$5.23M 0.08%
87,261
+64
+0.1% +$3.85K
IEF icon
235
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$5.19M 0.08%
53,978
-12,877
-19% -$1.25M
DHR icon
236
Danaher
DHR
$135B
$5.19M 0.08%
22,658
+5,693
+34% +$1.25M
FBCG icon
237
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$5.17M 0.08%
94,354
+29,373
+45% +$1.59M
LMT icon
238
Lockheed Martin
LMT
$134B
$5.16M 0.08%
10,663
+462
+5% +$221K
COR icon
239
Cencora
COR
$60.3B
$5.13M 0.08%
15,194
-1,186
-7% -$404K
CMCSA icon
240
Comcast
CMCSA
$79.1B
$5.11M 0.08%
170,980
+26,865
+19% +$767K
T icon
241
AT&T
T
$165B
$5.11M 0.08%
205,612
+28,545
+16% +$723K
PLD icon
242
Prologis
PLD
$138B
$5.06M 0.08%
39,638
+4,906
+14% +$612K
CDX icon
243
Simplify High Yield ETF
CDX
$381M
$5.04M 0.08%
226,433
+116,074
+105% +$2.63M
IFRA icon
244
iShares US Infrastructure ETF
IFRA
$4.65B
$5.02M 0.08%
95,477
+2,037
+2% +$108K
AMD icon
245
Advanced Micro Devices
AMD
$851B
$4.95M 0.08%
23,104
+3,818
+20% +$858K
VGT icon
246
Vanguard Information Technology ETF
VGT
$139B
$4.93M 0.08%
52,368
-112
-0.2% -$10.6K
CRWD icon
247
CrowdStrike
CRWD
$187B
$4.91M 0.08%
41,908
+1,280
+3% +$163K
BUCK icon
248
Simplify Stable Income ETF
BUCK
$479M
$4.84M 0.07%
204,192
+81,984
+67% +$1.95M
XLG icon
249
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$4.84M 0.07%
81,582
-18,792
-19% -$1.1M
JEPQ icon
250
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$4.83M 0.07%
83,160
+12,491
+18% +$726K
8 9
10
11 12

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.