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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.59%
2 Technology 7.78%
3 Financials 4.3%
4 Consumer Discretionary 3.67%
5 Healthcare 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJUL icon
226
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$3.48M 0.08%
85,925
+36,871
+75% +$1.45M
UNP icon
227
Union Pacific
UNP
$169B
$3.47M 0.08%
14,067
+328
+2% +$79.5K
AMT icon
228
American Tower
AMT
$81.7B
$3.46M 0.08%
14,879
-4,215
-22% -$935K
IBM icon
229
IBM
IBM
$226B
$3.45M 0.08%
15,627
-10,283
-40% -$2.02M
TJX icon
230
TJX Companies
TJX
$139B
$3.41M 0.08%
29,042
+5,879
+25% +$674K
HLT icon
231
Hilton Worldwide
HLT
$69.1B
$3.39M 0.08%
14,720
+2,601
+21% +$563K
VUG icon
232
Vanguard Morningstar Growth ETF
VUG
$226B
$3.38M 0.08%
52,878
+312
+0.6% +$19.3K
SGOV icon
233
iShares 0-3 Month Treasury Bond ETF
SGOV
$107B
$3.37M 0.08%
33,433
+11,325
+51% +$1.14M
VWOB icon
234
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.33B
$3.33M 0.08%
50,221
+2,000
+4% +$129K
IWM icon
235
iShares Russell 2000 ETF
IWM
$79B
$3.28M 0.08%
14,869
+10,044
+208% +$2.15M
DYNF icon
236
BlackRock US Equity Factor Rotation ETF
DYNF
$41.5B
$3.27M 0.08%
66,105
+30,646
+86% +$1.46M
CB icon
237
Chubb
CB
$130B
$3.25M 0.08%
11,274
+222
+2% +$60.9K
ANET icon
238
Arista Networks
ANET
$243B
$3.25M 0.08%
33,828
+4,268
+14% +$372K
COP icon
239
ConocoPhillips
COP
$164B
$3.23M 0.08%
30,657
+3,829
+14% +$421K
KKR icon
240
KKR & Co
KKR
$93.4B
$3.2M 0.08%
24,473
-325
-1% -$38.5K
VIOG icon
241
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.07B
$3.16M 0.08%
26,417
+14,711
+126% +$1.7M
JPST icon
242
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$3.16M 0.08%
62,328
+3,819
+7% +$193K
HYLB icon
243
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$3.16M 0.08%
85,455
-6,325
-7% -$229K
GS icon
244
Goldman Sachs
GS
$300B
$3.14M 0.08%
6,346
+992
+19% +$485K
PH icon
245
Parker-Hannifin
PH
$120B
$3.13M 0.08%
4,956
+1,073
+28% +$610K
APMU icon
246
ActivePassive Intermediate Municipal Bond ETF
APMU
$247M
$3.11M 0.08%
123,845
+86,441
+231% +$2.15M
IYK icon
247
iShares US Consumer Staples ETF
IYK
$1.38B
$3.11M 0.08%
44,016
+7,237
+20% +$499K
BLW icon
248
BlackRock Limited Duration Income Trust
BLW
$487M
$3.1M 0.07%
213,901
+104,388
+95% +$1.49M
MCD icon
249
McDonald's
MCD
$179B
$3.09M 0.07%
10,133
+380
+4% +$105K
SLYV icon
250
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.95B
$3.08M 0.07%
35,473
+2,803
+9% +$235K
8 9
10
11 12

Similar funds

GLF
Groupe la Francaise Paris, France $8.31B AUM 37.53% 1-Year Est. Return
CFG
Citizens Financial Group Providence, Rhode Island $8.3B AUM 27.66% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, up from 70% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.