Principal Financial Group
EFC

Principal Financial Group’s Ellington Financial EFC Stock Holding History

Principal Financial Group’s Portfolio EFC Stock Details EFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$8.25M Buy
606,012
+331
+0.1% +$4.38K ﹤0.01% 1495
2026
Q1 		$7.18M Buy
605,681
+94,625
+19% +$1.2M ﹤0.01% 1491
2025
Q4 		$6.94M Buy
511,056
+29,238
+6% +$398K ﹤0.01% 1488
2025
Q3 		$6.25M Buy
481,818
+13,337
+3% +$178K ﹤0.01% 1505
2025
Q2 		$6.09M Buy
468,481
+17,194
+4% +$219K ﹤0.01% 1487
2025
Q1 		$5.98M Buy
451,287
+11,975
+3% +$155K ﹤0.01% 1500
2024
Q4 		$5.32M Buy
439,312
+29,837
+7% +$369K ﹤0.01% 1577
2024
Q3 		$5.28M Sell
409,475
-9,774
-2% -$126K ﹤0.01% 1557
2024
Q2 		$5.06M Buy
419,249
+8,088
+2% +$95.3K ﹤0.01% 1549
2024
Q1 		$4.86M Buy
411,161
+2,434
+0.6% +$29.3K ﹤0.01% 1577
2023
Q4 		$5.19M Buy
408,727
+42,555
+12% +$540K ﹤0.01% 1540
2023
Q3 		$4.57M Buy
366,172
+3,538
+1% +$47.1K ﹤0.01% 1564
2023
Q2 		$5M Sell
362,634
-19,100
-5% -$243K ﹤0.01% 1523
2023
Q1 		$4.66M Buy
381,734
+30,889
+9% +$398K ﹤0.01% 1549
2022
Q4 		$4.34M Sell
350,845
-564
-0.2% -$7.36K ﹤0.01% 1584
2022
Q3 		$4M Buy
351,409
+910
+0.3% +$13.6K ﹤0.01% 1567
2022
Q2 		$5.14M Sell
350,499
-10,320
-3% -$162K ﹤0.01% 1552
2022
Q1 		$6.41M Sell
360,819
-2,830
-0.8% -$49.8K ﹤0.01% 1570
2021
Q4 		$6.21M Buy
363,649
+38,445
+12% +$683K ﹤0.01% 1592
2021
Q3 		$5.95M Buy
325,204
+22,494
+7% +$413K ﹤0.01% 1622
2021
Q2 		$5.8M Buy
+302,710
New +$5.6M ﹤0.01% 1666
2020
Q4 		– Sell
-155,865
Closed -$1.91M – 2427
2020
Q3 		$1.91M Buy
155,865
+72,213
+86% +$881K ﹤0.01% 1747
2020
Q2 		$985K Buy
83,652
+24,507
+41% +$249K ﹤0.01% 1836
2020
Q1 		$338K Buy
59,145
+245
+0.4% +$3.81K ﹤0.01% 1940
2019
Q4 		$1.08M Buy
+58,900
New +$1.08M ﹤0.01% 1818

Other funds holding EFC

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $83.9B AUM 60.43% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Principal Financial Group's EFC Position: Q2 2026 in Review

Principal Financial Group increased its Ellington Financial (EFC) stake by 0.05% in Q2 2026, buying an estimated $4.38K and bringing the position to 606,012 shares worth $8.25M. The position accounts for ﹤0.01% of the portfolio, ranked #1495.

Principal Financial Group first reported a position in EFC in Q4 2019 and has held it in 25 quarters since. 249 funds tracked by Wall St. Rank hold EFC as of Q2 2026.

  • Principal Financial Group held 606,012 shares of Ellington Financial worth $8.25M as of Q2 2026.
  • Principal Financial Group bought 331 Ellington Financial shares in Q2 2026, an estimated $4.38K.
  • Ellington Financial made up ﹤0.01% of Principal Financial Group's portfolio in Q2 2026, its #1495 holding.
  • Principal Financial Group first reported a position in Ellington Financial in Q4 2019 and has held it in 25 quarters since.
  • 249 funds tracked by Wall St. Rank held Ellington Financial as of Q2 2026.

Based on Principal Financial Group's 13F filing for Q2 2026, filed 4 Aug 2026.