Platte River Capital’s Legg Mason, Inc. LM Stock Holding History

Platte River Capital’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-13,250	Closed	-$683K	–	158
2015 Q2	$683K	Sell	13,250 -7,960	-38%	-$429K	0.34%	85
2015 Q1	$1.17M	Sell	21,210 -2,870	-12%	-$161K	0.53%	58
2014 Q4	$1.28M	Sell	24,080 -9,430	-28%	-$498K	0.48%	75
2014 Q3	$1.71M	Sell	33,510 -61,980	-65%	-$3.07M	0.44%	72
2014 Q2	$4.9M	Sell	95,490 -35,900	-27%	-$1.73M	0.74%	51
2014 Q1	$6.44M	Sell	131,390 -44,170	-25%	-$1.97M	0.87%	34
2013 Q4	$7.63M	Sell	175,560 -18,200	-9%	-$706K	0.98%	25
2013 Q3	$6.48M	Sell	193,760 -15,180	-7%	-$508K	0.8%	38
2013 Q2	$6.48M	Buy	+208,940	New	+$6.83M	0.75%	43

Other funds holding LM

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Platte River Capital's LM Position: Q3 2015 in Review

Platte River Capital sold out of Legg Mason, Inc. (LM) in Q3 2015, closing a stake of 13,250 shares — an estimated $683K sold.

Platte River Capital first reported a position in LM in Q2 2013 and held it in 9 quarters. The position peaked at $7.63M in Q4 2013. 366 funds tracked by Wall St. Rank hold LM as of Q3 2015.

Platte River Capital reported no remaining Legg Mason, Inc. position as of Q3 2015 after selling out during the quarter.
Platte River Capital sold 13,250 Legg Mason, Inc. shares in Q3 2015, an estimated $683K.
Platte River Capital first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 9 quarters.
Platte River Capital's Legg Mason, Inc. position peaked at $7.63M in Q4 2013.
366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2015.

Based on Platte River Capital's 13F filing for Q3 2015, filed 12 Nov 2015.