PIA
UCON icon

Perennial Investment Advisors’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Perennial Investment Advisors’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$746K Sell
30,127
-15,904
-35% -$399K 0.06% 230
2025
Q4 		$1.16M Sell
46,031
-32,500
-41% -$820K 0.09% 177
2025
Q3 		$1.98M Sell
78,531
-111,081
-59% -$2.78M 0.16% 112
2025
Q2 		$4.72M Sell
189,612
-340,078
-64% -$8.39M 0.46% 45
2025
Q1 		$13.1M Buy
529,690
+110,584
+26% +$2.74M 1.47% 15
2024
Q4 		$10.3M Buy
419,106
+161,783
+63% +$4.01M 1.22% 19
2024
Q3 		$6.47M Buy
257,323
+236,134
+1,114% +$5.88M 0.84% 27
2024
Q2 		$518K Buy
21,189
+11,836
+127% +$289K 0.07% 194
2024
Q1 		$230K Buy
9,353
+88
+0.9% +$2.17K 0.03% 298
2023
Q4 		$229K Buy
9,265
+47
+0.5% +$1.13K 0.04% 290
2023
Q3 		$220K Buy
+9,218
New +$223K 0.04% 291

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Perennial Investment Advisors's UCON Position: Q1 2026 in Review

Perennial Investment Advisors reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 35% in Q1 2026, selling an estimated $399K and leaving 30,127 shares worth $746K. The position accounts for 0.06% of the portfolio, ranked #230.

Perennial Investment Advisors first reported a position in UCON in Q3 2023 and has held it in 11 quarters since. The position peaked at $13.1M in Q1 2025. 276 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

  • Perennial Investment Advisors held 30,127 shares of First Trust Smith Unconstrained Bond ETF worth $746K as of Q1 2026.
  • Perennial Investment Advisors sold 15,904 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $399K.
  • First Trust Smith Unconstrained Bond ETF made up 0.06% of Perennial Investment Advisors's portfolio in Q1 2026, its #230 holding.
  • Perennial Investment Advisors first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2023 and has held it in 11 quarters since.
  • Perennial Investment Advisors's First Trust Smith Unconstrained Bond ETF position peaked at $13.1M in Q1 2025.
  • 276 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Perennial Investment Advisors's 13F filing for Q1 2026, filed 15 May 2026.