Penserra Capital Management’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Penserra Capital Management’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-14,142	Closed	-$145K	–	841
2018 Q3	$145K	Sell	14,142 -4,714	-25%	-$48.2K	0.01%	425
2018 Q2	$0	Buy	18,856 +4,714	+33%	+$50.4K	﹤0.01%	646
2018 Q1	$154K	Buy	14,142 +4,452	+46%	+$49.4K	0.01%	272
2017 Q4	$110K	Buy	9,690 +3,767	+64%	+$42.6K	0.01%	242
2017 Q3	$69K	Buy	5,923 +5,328	+895%	+$62.5K	0.02%	281
2017 Q2	$6K	Buy	595 +54	+10%	+$637	﹤0.01%	465
2017 Q1	$6K	Sell	541 -71	-12%	-$866	﹤0.01%	488
2016 Q4	$7K	Buy	612 +68	+13%	+$783	﹤0.01%	819
2016 Q3	$6K	Buy	544 +132	+32%	+$1.41K	﹤0.01%	864
2016 Q2	$4K	Hold	412	–	–	﹤0.01%	903
2016 Q1	$4	Sell	412 -36	-8%	-$337	﹤0.01%	891
2015 Q4	$4K	Buy	+448	New	+$4.41K	﹤0.01%	905

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Penserra Capital Management's JRO Position: Q4 2018 in Review

Penserra Capital Management sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q4 2018, closing a stake of 14,142 shares — an estimated $145K sold.

Penserra Capital Management first reported a position in JRO in Q4 2015 and held it in 12 quarters. The position peaked at $154K in Q1 2018. 92 funds tracked by Wall St. Rank hold JRO as of Q4 2018.

Penserra Capital Management reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q4 2018 after selling out during the quarter.
Penserra Capital Management sold 14,142 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2018, an estimated $145K.
Penserra Capital Management first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q4 2015 and held it in 12 quarters.
Penserra Capital Management's Nuveen Floating Rate Income Opportunty Fund position peaked at $154K in Q1 2018.
92 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2018.

Based on Penserra Capital Management's 13F filing for Q4 2018, filed 6 Feb 2019.