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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CKEC
201
DELISTED
Carmike Cinemas Inc
CKEC
$2.22M 0.09%
100,743
-5,550
-5% -$107K
AVD icon
202
American Vanguard Corp
AVD
$68.4M
$2.15M 0.09%
+79,983
New +$2.02M
TREX icon
203
Trex
TREX
$4.51B
$2.15M 0.09%
+347,032
New +$2.02M
ESC
204
DELISTED
EMERITUS CORP
ESC
$2.12M 0.09%
114,392
-64,966
-36% -$1.46M
SWN
205
DELISTED
Southwestern Energy Company
SWN
$2.11M 0.09%
58,055
-25,361
-30% -$962K
SQNM
206
DELISTED
SEQUENOM INC NEW
SQNM
$2.08M 0.09%
778,019
+12,311
+2% +$41.4K
VTRS icon
207
Viatris
VTRS
$20.4B
$1.99M 0.08%
52,210
-34,199
-40% -$1.2M
CIT
208
DELISTED
CIT Group Inc.
CIT
$1.98M 0.08%
40,565
-1,599
-4% -$78.5K
CXO
209
DELISTED
CONCHO RESOURCES INC.
CXO
$1.97M 0.08%
18,087
-1,868
-9% -$178K
KEY.PRG
210
DELISTED
KeyCorp Pfd
KEY.PRG
$1.96M 0.08%
15,707
-6,395
-29% -$809K
PRIM icon
211
Primoris Services
PRIM
$4.58B
$1.95M 0.08%
76,564
+11,851
+18% +$268K
FINL
212
DELISTED
Finish Line
FINL
$1.95M 0.08%
78,308
-125,872
-62% -$2.78M
EXFO
213
DELISTED
EXFO INC.
EXFO
$1.94M 0.08%
351,489
+9,456
+3% +$46K
WFC.PRL icon
214
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$1.94M 0.08%
1,705
-17,768
-91% -$20.4M
MIXT
215
DELISTED
MIX TELEMATICS LIMITED
MIXT
$1.91M 0.08%
+128,775
New +$1.98M
GM.PRB
216
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$1.86M 0.08%
37,000
+7,500
+25% +$374K
WTFC icon
217
Wintrust Financial
WTFC
$10.8B
$1.83M 0.08%
44,472
-90,094
-67% -$3.66M
CTRA
218
DELISTED
Coterra Energy
CTRA
$1.79M 0.07%
47,879
-332,979
-87% -$12.5M
ASC icon
219
Ardmore Shipping
ASC
$710M
$1.54M 0.06%
+127,224
New +$1.71M
VTSS
220
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$1.54M 0.06%
507,970
-119,749
-19% -$332K
WD icon
221
Walker & Dunlop
WD
$1.71B
$1.45M 0.06%
91,299
+2,961
+3% +$48.8K
THR
222
DELISTED
Thermon Group Holdings
THR
$1.45M 0.06%
62,549
+7,093
+13% +$150K
COL
223
DELISTED
Rockwell Collins
COL
$1.42M 0.06%
20,973
-24,564
-54% -$1.74M
NPTN
224
DELISTED
NEOPHOTONICS CORP
NPTN
$1.41M 0.06%
+191,126
New +$1.49M
LNW
225
DELISTED
Light & Wonder
LNW
$1.38M 0.06%
+85,126
New +$1.2M
7 8
9
10 11

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.