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Penn Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 53.44%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+53.44%
3 Year Est. Return
+116.33%
5 Year Est. Return
+148.12%
10 Year Est. Return
+759.43%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBGI icon
1
Sinclair Inc
SBGI
$974M
$52.9M 2.19%
1,576,917
-77,768
-5% -$2.19M
NXST icon
2
Nexstar Media Group
NXST
$5.6B
$44.5M 1.85%
999,784
-148,966
-13% -$5.32M
HERO
3
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$34.9M 1.45%
4,739,633
+434,265
+10% +$3.17M
PNK
4
DELISTED
Pinnacle Entertainment Inc.
PNK
$31.9M 1.32%
1,274,146
+432,162
+51% +$9.69M
CNC icon
5
Centene
CNC
$31.3B
$31.9M 1.32%
1,992,296
-505,400
-20% -$7.28M
VIAV icon
6
Viavi Solutions
VIAV
$9.75B
$31.4M 1.3%
3,753,912
+469,383
+14% +$3.86M
USG
7
DELISTED
Usg
USG
$30.1M 1.25%
1,052,818
-250,081
-19% -$6.35M
BEL
8
DELISTED
Belmond Ltd.
BEL
$30M 1.24%
2,308,153
+17,620
+0.8% +$221K
CAVM
9
DELISTED
Cavium, Inc.
CAVM
$29.8M 1.24%
724,050
-127,949
-15% -$4.82M
AXLL
10
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$29.6M 1.23%
782,856
+461,169
+143% +$19.2M
HLX icon
11
Helix Energy Solutions
HLX
$1.46B
$28.9M 1.2%
1,137,294
+161,783
+17% +$4.16M
TER icon
12
Teradyne
TER
$54.8B
$27.7M 1.15%
1,676,650
+308,266
+23% +$5.12M
WT icon
13
WisdomTree
WT
$2.97B
$27.6M 1.15%
2,379,399
+1,087,748
+84% +$13.1M
I
14
DELISTED
INTELSAT S. A.
I
$27.1M 1.13%
1,130,733
-80,964
-7% -$1.86M
QLIK
15
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$24.8M 1.03%
723,877
-163,347
-18% -$5.36M
PAY
16
DELISTED
Verifone Systems Inc
PAY
$24.4M 1.01%
+1,065,823
New +$21.3M
FCH
17
DELISTED
Felcor Lodging Trust
FCH
$23.6M 0.98%
3,831,499
-328,982
-8% -$1.97M
RFMD
18
DELISTED
RF MICRO DEVICES INC
RFMD
$22.7M 0.94%
4,025,216
-1,346,613
-25% -$7.08M
GTLS
19
DELISTED
Chart Industries
GTLS
$22.5M 0.93%
182,678
-72,557
-28% -$8.16M
EVR icon
20
Evercore
EVR
$13.1B
$22M 0.91%
447,761
-77,564
-15% -$3.57M
ZION icon
21
Zions Bancorporation
ZION
$10.1B
$21.6M 0.9%
789,584
+70,168
+10% +$2.05M
VPHM
22
DELISTED
VIROPHARMA INC
VPHM
$21.4M 0.89%
544,858
+55,893
+11% +$1.83M
GPOR
23
DELISTED
Gulfport Energy Corp.
GPOR
$21.4M 0.89%
332,223
-143,820
-30% -$8.04M
HF
24
DELISTED
HFF Inc.
HF
$20.9M 0.87%
887,852
-368,867
-29% -$7.53M
RDWR icon
25
Radware
RDWR
$1.24B
$20.7M 0.86%
1,487,122
+382,954
+35% +$5.56M
1
2 3 4 5

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.