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Penn Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 53.44%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+53.44%
3 Year Est. Return
+116.33%
5 Year Est. Return
+148.12%
10 Year Est. Return
+759.43%
AUM
$1.59B
AUM Growth
+$120M
Cap. Flow
-$266M
Cap. Flow %
-16.72%
Top 10 Hldgs %
12.92%
Holding
330
New
42
Increased
43
Reduced
163
Closed
49

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$16.6M
2
DXPE icon
DXP Enterprises
DXPE
+$11.1M
3
WSFS icon
WSFS Financial
WSFS
+$9.73M
4
ARCH
Arch Resources, Inc.
ARCH
+$9.63M
5
HDP
Hortonworks, Inc.
HDP
+$9.3M

Top Sells

Rank Stock Value
1
BNCN
BNC Bancorp
BNCN
+$13.5M
2
VECO icon
Veeco
VECO
+$11M
3
HW
Headwaters Inc
HW
+$10.9M
4
MEI icon
Methode Electronics
MEI
+$10.4M
5
SRCI
SRC Energy Inc
SRCI
+$9.92M

Sector Composition

Rank Sector Weight
1 Industrials 15.72%
2 Financials 15.2%
3 Consumer Discretionary 13.34%
4 Technology 10.46%
5 Energy 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXST icon
1
Nexstar Media Group
NXST
$5.6B
$23.5M 1.48%
279,611
-59,506
-18% -$3.41M
ADEA icon
2
Adeia
ADEA
$2.86B
$22.1M 1.39%
1,482,856
-514,231
-26% -$5.45M
NVRI icon
3
Enviri
NVRI
$621M
$21.5M 1.35%
1,468,333
+12,128
+0.8% +$146K
DYN
4
DELISTED
Dynegy, Inc.
DYN
$21.4M 1.35%
2,388,419
+1,681,710
+238% +$16.6M
SUM
5
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$20.2M 1.27%
641,737
-291,660
-31% -$6.12M
SSP icon
6
E.W. Scripps
SSP
$274M
$20.1M 1.26%
809,982
-182,134
-18% -$2.95M
SPN
7
DELISTED
Superior Energy Services, Inc.
SPN
$19.8M 1.24%
87,295
-13,502
-13% -$2.25M
FRGI
8
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$19.1M 1.2%
569,382
-133,384
-19% -$3.71M
SLCA
9
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$19M 1.2%
245,224
-176,193
-42% -$8.7M
GTN icon
10
Gray Television
GTN
$407M
$18.9M 1.19%
1,511,667
-90,526
-6% -$888K
CBF
11
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$18.6M 1.17%
424,491
-40,343
-9% -$1.41M
PRKS icon
12
United Parks & Resorts
PRKS
$2.11B
$18.5M 1.16%
743,243
-18,245
-2% -$299K
WAL icon
13
Western Alliance Bancorporation
WAL
$9.07B
$18.3M 1.15%
297,307
-101,677
-25% -$4.37M
TCBI icon
14
Texas Capital Bancshares
TCBI
$4.31B
$18.1M 1.13%
205,262
-65,866
-24% -$4.44M
HUN icon
15
Huntsman Corp
HUN
$2.24B
$17.1M 1.07%
727,802
-417,263
-36% -$7.58M
CAVM
16
DELISTED
Cavium, Inc.
CAVM
$16.6M 1.04%
196,002
-108,349
-36% -$6.25M
ASRT
17
DELISTED
Assertio
ASRT
$16.6M 1.04%
12,860
-1,267
-9% -$1.61M
WPX
18
DELISTED
WPX Energy, Inc.
WPX
$16.5M 1.04%
906,844
-389,599
-30% -$5.15M
RRR icon
19
Red Rock Resorts
RRR
$3.74B
$16.5M 1.03%
556,204
-79,891
-13% -$1.82M
GWR
20
DELISTED
Genesee & Wyoming Inc.
GWR
$16.4M 1.03%
174,091
-65,371
-27% -$4.67M
SHOR
21
DELISTED
ShoreTel, Inc.
SHOR
$16.4M 1.03%
2,228,364
-122,927
-5% -$879K
SBGI icon
22
Sinclair Inc
SBGI
$974M
$16.2M 1.02%
395,016
-68,209
-15% -$2.03M
TCF
23
DELISTED
TCF Financial Corporation Common Stock
TCF
$16M 1%
240,284
+99,899
+71% +$4.87M
RICE
24
DELISTED
Rice Energy Inc.
RICE
$16M 1%
599,530
-76,821
-11% -$1.83M
HDP
25
DELISTED
Hortonworks, Inc.
HDP
$15.5M 0.97%
1,780,368
+1,117,254
+168% +$9.3M
1
2 3 4 5

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Penn Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Penn Capital Management held 330 positions worth $1.59B, up 8.1% from $1.47B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $266M in Q4 2016, closing 49 positions and reducing 163 holdings. Its most notable exit was Methode Electronics, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in DXP Enterprises worth $13.8M.

  • Penn Capital Management's largest Q4 2016 buy was DXP Enterprises: 375,229 shares worth $13.8M.
  • Penn Capital Management added most to Dynegy, Inc. in Q4 2016, an estimated $16.6M increase.
  • Penn Capital Management's biggest Q4 2016 reduction was BNC Bancorp, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Methode Electronics in Q4 2016, selling an estimated $10.4M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.59B portfolio in Q4 2016.
  • Penn Capital Management opened 42 new positions and closed 49 in Q4 2016.
  • Penn Capital Management's portfolio value rose 8.1% quarter-over-quarter to $1.59B.

Based on Penn Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.