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Penn Capital Management Portfolio holdings

AUM $1.29B
1-Year Est. Return 53.44%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+53.44%
3 Year Est. Return
+116.33%
5 Year Est. Return
+148.12%
10 Year Est. Return
+759.43%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASRT
1
DELISTED
Assertio
ASRT
$21.3M 1.44%
14,127
-9,951
-41% -$12.5M
ADEA icon
2
Adeia
ADEA
$2.86B
$20.4M 1.38%
1,997,087
-478,435
-19% -$4.2M
NXST icon
3
Nexstar Media Group
NXST
$5.6B
$19.7M 1.33%
339,117
-162,537
-32% -$8.57M
SLCA
4
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$19.6M 1.33%
421,417
-432,815
-51% -$16.9M
SHOR
5
DELISTED
ShoreTel, Inc.
SHOR
$18.8M 1.28%
2,351,291
+696,878
+42% +$5.45M
HUN icon
6
Huntsman Corp
HUN
$2.24B
$18.6M 1.27%
1,145,065
+272,183
+31% +$4.31M
SPN
7
DELISTED
Superior Energy Services, Inc.
SPN
$18.1M 1.23%
100,797
-18,223
-15% -$3.05M
CAVM
8
DELISTED
Cavium, Inc.
CAVM
$17.8M 1.21%
304,351
-41,623
-12% -$2.08M
RICE
9
DELISTED
Rice Energy Inc.
RICE
$17.7M 1.2%
676,351
-405,836
-38% -$10.1M
WPX
10
DELISTED
WPX Energy, Inc.
WPX
$17.2M 1.17%
1,296,443
+99,013
+8% +$1.1M
FRGI
11
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$16.9M 1.15%
702,766
-78,102
-10% -$1.89M
AKRX
12
DELISTED
Akorn Inc
AKRX
$16.7M 1.14%
613,968
-75,306
-11% -$2.23M
SUM
13
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$16.7M 1.13%
933,397
-276,136
-23% -$5.34M
GTN icon
14
Gray Television
GTN
$407M
$16.6M 1.13%
1,602,193
-596,692
-27% -$6.5M
GWR
15
DELISTED
Genesee & Wyoming Inc.
GWR
$16.6M 1.13%
239,462
+31,051
+15% +$2.03M
SNBR
16
DELISTED
Sleep Number
SNBR
$16.5M 1.12%
760,587
-264,548
-26% -$6.51M
SSP icon
17
E.W. Scripps
SSP
$274M
$15.8M 1.07%
992,116
-406,248
-29% -$6.76M
MODN
18
DELISTED
MODEL N, INC.
MODN
$15.6M 1.06%
1,400,178
-111,217
-7% -$1.3M
ELLI
19
DELISTED
Ellie Mae Inc
ELLI
$15.2M 1.03%
143,801
-86,997
-38% -$8.43M
RRR icon
20
Red Rock Resorts
RRR
$3.74B
$15.1M 1.02%
636,095
-288,500
-31% -$6.46M
WAL icon
21
Western Alliance Bancorporation
WAL
$9.07B
$15M 1.02%
398,984
-111,661
-22% -$3.97M
CBF
22
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$14.9M 1.01%
464,834
-29,728
-6% -$900K
TCBI icon
23
Texas Capital Bancshares
TCBI
$4.31B
$14.9M 1.01%
271,128
-61,836
-19% -$3.12M
CRZO
24
DELISTED
Carrizo Oil & Gas Inc
CRZO
$14.5M 0.98%
355,374
-61,586
-15% -$2.21M
NVRI icon
25
Enviri
NVRI
$621M
$14.5M 0.98%
1,456,205
+1,028,038
+240% +$9.8M
1
2 3 4 5

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.