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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.59B
AUM Growth
+$120M
Cap. Flow
-$266M
Cap. Flow %
-16.72%
Top 10 Hldgs %
12.92%
Holding
330
New
42
Increased
43
Reduced
163
Closed
49

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$16.6M
2
DXPE icon
DXP Enterprises
DXPE
+$11.1M
3
WSFS icon
WSFS Financial
WSFS
+$9.73M
4
ARCH
Arch Resources, Inc.
ARCH
+$9.63M
5
HDP
Hortonworks, Inc.
HDP
+$9.3M

Top Sells

Rank Stock Value
1
BNCN
BNC Bancorp
BNCN
+$13.5M
2
VECO icon
Veeco
VECO
+$11M
3
HW
Headwaters Inc
HW
+$10.9M
4
MEI icon
Methode Electronics
MEI
+$10.4M
5
SRCI
SRC Energy Inc
SRCI
+$9.92M

Sector Composition

Rank Sector Weight
1 Industrials 15.72%
2 Financials 15.2%
3 Consumer Discretionary 13.34%
4 Technology 10.46%
5 Energy 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
151
DELISTED
Spirit Airlines, Inc.
SAVE
$2.85M 0.18%
17,445
-15,173
-47% -$782K
GEO icon
152
The GEO Group
GEO
$4.13B
$2.82M 0.18%
+48,861
New +$951K
MRIN
153
DELISTED
Marin Software
MRIN
$2.82M 0.18%
28,580
-4,621
-14% -$456K
HEOP
154
DELISTED
Heritage Oaks Bancorp
HEOP
$2.78M 0.17%
225,739
-15,165
-6% -$144K
AOS icon
155
A.O. Smith
AOS
$8.17B
$2.65M 0.17%
18,855
-48,887
-72% -$2.36M
BKMU
156
DELISTED
Bank Mutual Corp
BKMU
$2.64M 0.17%
279,279
-2,478
-0.9% -$21K
WDC icon
157
Western Digital
WDC
$188B
$2.57M 0.16%
18,963
-7,124
-27% -$328K
SIVB
158
DELISTED
SVB Financial Group
SIVB
$2.41M 0.15%
5,806
-35,547
-86% -$5.1M
HW
159
DELISTED
Headwaters Inc
HW
$2.35M 0.15%
34,970
-535,465
-94% -$10.9M
DXYN
160
DELISTED
Dixie Group Inc
DXYN
$2.34M 0.15%
649,451
-5,731
-0.9% -$22.3K
NFX
161
DELISTED
Newfield Exploration
NFX
$2.31M 0.15%
20,375
+13,662
+204% +$581K
CSTR
162
DELISTED
CapStar Financial Holdings, Inc
CSTR
$2.27M 0.14%
103,190
-912
-0.9% -$16.9K
LYV icon
163
Live Nation Entertainment
LYV
$40.6B
$2.24M 0.14%
30,100
-25,252
-46% -$695K
WFBI
164
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$2.23M 0.14%
76,832
-720
-0.9% -$18.1K
DCOM icon
165
Dime Commercial Bancshares
DCOM
$1.8B
$2.22M 0.14%
58,458
-121,204
-67% -$3.86M
ZION icon
166
Zions Bancorporation
ZION
$10.2B
$2.17M 0.14%
+22,379
New +$825K
LGF.A
167
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$2.08M 0.13%
+28,211
New +$764K
CYRN
168
DELISTED
CYREN Ltd.
CYRN
$2.08M 0.13%
48,248
-331
-0.7% -$14.3K
IPXL
169
DELISTED
Impax Laboratories, Inc.
IPXL
$2.07M 0.13%
156,429
-298,168
-66% -$5.1M
MGP
170
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$2.06M 0.13%
30,154
-40,096
-57% -$999K
LQ
171
DELISTED
La Quinta Holdings Inc.
LQ
$2.03M 0.13%
50,861
-65,186
-56% -$773K
SHSP
172
DELISTED
SharpSpring, Inc.
SHSP
$2.02M 0.13%
383,589
-4,514
-1% -$23.8K
WCC
173
WESCO International
WCC
$16.7B
$2M 0.13%
+10,977
New +$697K
CSL icon
174
Carlisle Companies
CSL
$14.3B
$2M 0.13%
6,256
-16,318
-72% -$1.78M
SWNC
175
DELISTED
Southwestern Energy Company
SWNC
$1.97M 0.12%
77,430
-20,120
-21% -$551K
5 6
7
8 9

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Penn Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Penn Capital Management held 330 positions worth $1.59B, up 8.1% from $1.47B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $266M in Q4 2016, closing 49 positions and reducing 163 holdings. Its most notable exit was Methode Electronics, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Penn Capital Management opened a new position in DXP Enterprises worth $13.8M.

  • Penn Capital Management's largest Q4 2016 buy was DXP Enterprises: 375,229 shares worth $13.8M.
  • Penn Capital Management added most to Dynegy, Inc. in Q4 2016, an estimated $16.6M increase.
  • Penn Capital Management's biggest Q4 2016 reduction was BNC Bancorp, cutting an estimated $13.5M.
  • Penn Capital Management fully exited Methode Electronics in Q4 2016, selling an estimated $10.4M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.59B portfolio in Q4 2016.
  • Penn Capital Management opened 42 new positions and closed 49 in Q4 2016.
  • Penn Capital Management's portfolio value rose 8.1% quarter-over-quarter to $1.59B.

Based on Penn Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.