Penn Capital Management’s SVB Financial Group SIVB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-2,603	Closed	-$585K	–	250
2019 Q2	$585K	Sell	2,603 -2,041	-44%	-$472K	0.06%	205
2019 Q1	$1.03M	Buy	4,644 +3,008	+184%	+$700K	0.1%	186
2018 Q4	$930K	Sell	1,636 -1,055	-39%	-$258K	0.09%	197
2018 Q3	$2.2M	Sell	2,691 -4,290	-61%	-$1.35M	0.17%	159
2018 Q2	$2.04M	Sell	6,981 -825	-11%	-$242K	0.15%	160
2018 Q1	$1.9M	Sell	7,806 -1,562	-17%	-$392K	0.15%	163
2017 Q4	$2.23M	Sell	9,368 -2,384	-20%	-$508K	0.16%	163
2017 Q3	$2.45M	Sell	11,752 -3,339	-22%	-$587K	0.18%	149
2017 Q2	$2.69M	Buy	15,091 +8,512	+129%	+$1.52M	0.2%	129
2017 Q1	$2.82M	Buy	6,579 +773	+13%	+$141K	0.19%	136
2016 Q4	$2.41M	Sell	5,806 -35,547	-86%	-$5.1M	0.15%	159
2016 Q3	$4.58M	Buy	41,353 +1,606	+4%	+$167K	0.31%	109
2016 Q2	$3.83M	Buy	+39,747	New	+$4.07M	0.22%	133
2016 Q1	–	Sell	-8,825	Closed	-$1.05M	–	279
2015 Q4	$1.05M	Buy	+8,825	New	+$1.09M	0.05%	231
2013 Q4	–	Sell	-94,642	Closed	-$8.17M	–	352
2013 Q3	$8.17M	Sell	94,642 -26,875	-22%	-$2.32M	0.34%	121
2013 Q2	$10.1M	Buy	+121,517	New	+$8.89M	0.41%	85